{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-07-28T14:55:06",
  "trade_date": "20260728",
  "plan_date": "20260727",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "SIMULATION_READY",
  "effective_allow_new_positions": true,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20260728",
    "plan_date": "20260727",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [
      "plan_regime_mismatch_require_execution_reconfirmation"
    ],
    "entry_reconfirmation_required": true,
    "evidence": {
      "path": "inbox/local_public/20260728/evidence/preopen_execution_evidence_20260728.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20260728.json",
      "state": "preopen_runtime_candidate",
      "current_record_state": "preopen_runtime_candidate",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "COLD",
      "regime_alignment": {
        "plan_regime": "HOT",
        "execution_regime": "COLD",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "mismatch",
        "mismatch": true,
        "regime_delta": 3,
        "transition_direction": "deteriorating",
        "blocking_reasons": [],
        "note": "计划日 regime 仅作盘前假设，执行日观测不一致（市场较计划恶化）；必须以执行日数据重新确认，并继续通过当日 Strict Gate，不能继承计划日的乐观权限。",
        "action": "require_execution_reconfirmation_then_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.0339,
        "market_up_ratio": null,
        "divergence_pct_points": null,
        "source": "dated_evidence_price_universe",
        "state": "normal_or_unavailable",
        "alert": false,
        "recommended_total_position_cap_pct": null,
        "action": "候选池与全市场广度未出现需单独收紧的极端剪刀差。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20260728",
        "status": "ALERT",
        "severity": "RED",
        "window": "09:00-09:25",
        "plan_regime": "HOT",
        "execution_regime": "COLD",
        "plan_score": null,
        "execution_score": 0.0,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "mismatch",
        "execution_regime_confirmed": true,
        "external_level": "EXTREME",
        "external_source_path": "reports/external_checks/external_tech_shock_20260728.json",
        "triggers": [
          "plan_regime_HOT_to_execution_COLD",
          "external_tech_shock_extreme"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20260728.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20260728",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260727_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260727_active_plan_v2_for_trading.json",
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective_reconfirmation_required",
      "entry_reconfirmation_required": true,
      "soft_restrictions": [
        "plan_regime_mismatch_require_execution_reconfirmation"
      ],
      "permission_source": "conditional_probe_reconfirmation",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20260728_conditional_probe_reconfirmation.json",
        "status": "READY",
        "candidate_symbols": [
          "SHSE.600563",
          "SZSE.300408",
          "SZSE.300319"
        ],
        "valid": true,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "same_day_quotes_and_risk_coverage_ready; candidates still require one-probe Strict Gate confirmation"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 3,
    "active_plan_contracts": 3,
    "watch_candidate_contracts": 0,
    "watch_only_contracts": 56,
    "actionable": 0,
    "filled_orders": 0,
    "filled_official_orders": 0,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 59,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 0
  },
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade,signal_pool_breadth_not_repaired,active_leaders_not_positive_enough,active_leaders_not_above_vwap,active_mainline_not_confirmed",
    "enabled": true,
    "pool_up_ratio": 0.0508,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 0.0,
    "active_up_ratio_min": 0.5,
    "active_positive": 0,
    "active_positive_min": 1,
    "active_above_vwap": 0,
    "active_total": 3,
    "sample_total": 59,
    "active_samples": [
      {
        "symbol": "SHSE.600563",
        "name": "法拉电子",
        "theme": "元件",
        "paper_scope": "active",
        "priority": 0,
        "ret_pct": -3.661764705882342,
        "last": 131.02,
        "vwap": 131.51513237545228,
        "above_vwap": false,
        "amount": 756054193.0
      },
      {
        "symbol": "SZSE.300319",
        "name": "麦捷科技",
        "theme": "元件",
        "paper_scope": "active",
        "priority": 2,
        "ret_pct": -7.446808510638303,
        "last": 14.79,
        "vwap": 15.251105368293333,
        "above_vwap": false,
        "amount": 1030700203.0
      },
      {
        "symbol": "SZSE.300408",
        "name": "三环集团",
        "theme": "元件",
        "paper_scope": "active",
        "priority": 1,
        "ret_pct": -9.653132562516797,
        "last": 100.8,
        "vwap": 103.87030014948529,
        "above_vwap": false,
        "amount": 6608051916.0
      }
    ],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "MAINLINE_BREAK",
      "label": "主线承接断裂",
      "entry_policy": "no_official_buy",
      "official_buy_allowed": false,
      "reason": "active_mainline_not_confirmed",
      "pool_up_ratio": 0.0508,
      "active_up_ratio": 0.0,
      "active_positive": 0,
      "active_positive_min": 1,
      "active_above_vwap": 0,
      "active_total": 3,
      "sample_total": 59,
      "signal_contract_total": 59,
      "active_contract_total": 3,
      "dominant_theme": "元件",
      "dominant_theme_share": 0.9025,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "EXTREME",
        "score": 100.0,
        "raw_score": 100.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 100.0,
        "label": "外部科技冲击极高",
        "entry_policy": "risk_only_for_tech",
        "tech_new_buy_allowed": false,
        "earliest_entry_time": "13:10",
        "position_cap_pct": 35.0,
        "risk_priority_boost": true,
        "reasons": [
          "sox_negative_-2.23%",
          "nvidia_negative_-4.99%",
          "korea_broad_negative_fallback_-8.04%",
          "korea_market_stress_-8.15%",
          "taiwan_tech_negative_-3.69%",
          "asia_tech_circuit_breaker",
          "quant_panic_deep_water_risk",
          "domestic_tech_avg_negative_-6.03%"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260728.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-07-28T09:25:16+08:00"
      },
      "active_samples": [
        {
          "symbol": "SHSE.600563",
          "name": "法拉电子",
          "theme": "元件",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": -3.661764705882342,
          "last": 131.02,
          "vwap": 131.51513237545228,
          "above_vwap": false,
          "amount": 756054193.0
        },
        {
          "symbol": "SZSE.300319",
          "name": "麦捷科技",
          "theme": "元件",
          "paper_scope": "active",
          "priority": 2,
          "ret_pct": -7.446808510638303,
          "last": 14.79,
          "vwap": 15.251105368293333,
          "above_vwap": false,
          "amount": 1030700203.0
        },
        {
          "symbol": "SZSE.300408",
          "name": "三环集团",
          "theme": "元件",
          "paper_scope": "active",
          "priority": 1,
          "ret_pct": -9.653132562516797,
          "last": 100.8,
          "vwap": 103.87030014948529,
          "above_vwap": false,
          "amount": 6608051916.0
        }
      ],
      "sample_rows": [
        {
          "symbol": "SZSE.002173",
          "name": "创新医疗",
          "theme": "医疗服务 / 水域改革",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 10.004833252779122,
          "last": 22.76,
          "vwap": 22.738411485045344,
          "above_vwap": true,
          "amount": 837942297.0
        },
        {
          "symbol": "SHSE.605258",
          "name": "协和电子",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.5889777029869592,
          "last": 23.91,
          "vwap": 23.927714566929133,
          "above_vwap": false,
          "amount": 36465837.0
        },
        {
          "symbol": "SZSE.002141",
          "name": "贤丰控股",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.17452006980802626,
          "last": 5.74,
          "vwap": 6.009465486883787,
          "above_vwap": false,
          "amount": 1937237736.0
        },
        {
          "symbol": "SHSE.600237",
          "name": "铜峰电子",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -1.126408010012514,
          "last": 7.9,
          "vwap": 7.919110397001717,
          "above_vwap": false,
          "amount": 216368310.0
        },
        {
          "symbol": "SHSE.603328",
          "name": "依顿电子",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -1.2429378531073398,
          "last": 8.74,
          "vwap": 8.74708820318948,
          "above_vwap": false,
          "amount": 98564814.0
        },
        {
          "symbol": "SZSE.301176",
          "name": "逸豪新材",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -1.4450867052023142,
          "last": 40.92,
          "vwap": 42.46590051078813,
          "above_vwap": false,
          "amount": 537902822.0
        },
        {
          "symbol": "SZSE.301041",
          "name": "金百泽",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -1.881597062872875,
          "last": 21.38,
          "vwap": 21.541478492265405,
          "above_vwap": false,
          "amount": 73665394.0
        },
        {
          "symbol": "SZSE.300713",
          "name": "英可瑞",
          "theme": "半导体链 / PCB概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -1.967213114754085,
          "last": 11.96,
          "vwap": 12.203014363518356,
          "above_vwap": false,
          "amount": 43243822.0
        },
        {
          "symbol": "SZSE.000636",
          "name": "风华高科",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -2.147377938517181,
          "last": 43.29,
          "vwap": 44.13367472902449,
          "above_vwap": false,
          "amount": 6948017373.0
        },
        {
          "symbol": "SHSE.605058",
          "name": "澳弘电子",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -2.2083333333333344,
          "last": 23.47,
          "vwap": 23.65712658898305,
          "above_vwap": false,
          "amount": 44664655.0
        },
        {
          "symbol": "SHSE.603386",
          "name": "骏亚科技",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -2.613827993254625,
          "last": 11.55,
          "vwap": 11.75711210974456,
          "above_vwap": false,
          "amount": 94447233.0
        },
        {
          "symbol": "SZSE.301628",
          "name": "强达电路",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -3.3825503355704667,
          "last": 71.98,
          "vwap": 72.83832456601789,
          "above_vwap": false,
          "amount": 83079393.0
        }
      ]
    },
    "style_code": "MAINLINE_BREAK",
    "style_label": "主线承接断裂",
    "entry_policy": "no_official_buy",
    "official_buy_allowed": false,
    "official_symbol_whitelist": [],
    "structural_symbol_whitelist": [],
    "conditional_probe_symbol_whitelist": [],
    "position_cap_pct": null,
    "dominant_theme": "元件",
    "dominant_theme_share": 0.9025,
    "external_tech_shock_gate": {
      "schema_version": "external_tech_shock_gate_v1",
      "enabled": true,
      "level": "EXTREME",
      "score": 100.0,
      "raw_score": 100.0,
      "confidence_penalty": 0.0,
      "confidence_adjusted_score": 100.0,
      "label": "外部科技冲击极高",
      "entry_policy": "risk_only_for_tech",
      "tech_new_buy_allowed": false,
      "earliest_entry_time": "13:10",
      "position_cap_pct": 35.0,
      "risk_priority_boost": true,
      "reasons": [
        "sox_negative_-2.23%",
        "nvidia_negative_-4.99%",
        "korea_broad_negative_fallback_-8.04%",
        "korea_market_stress_-8.15%",
        "taiwan_tech_negative_-3.69%",
        "asia_tech_circuit_breaker",
        "quant_panic_deep_water_risk",
        "domestic_tech_avg_negative_-6.03%"
      ],
      "source_status": "ok",
      "source_quality": "verified_live",
      "source_confidence": "verified",
      "missing_gate_fields": [],
      "critical_data_missing": false,
      "partial_gate_behavior": "verified_source",
      "confidence_note": "外部数据完整度正常。",
      "source_file": "reports/external_checks/external_tech_shock_20260728.json",
      "source_errors": {},
      "source_ths_errors": {},
      "source_generated_at": "2026-07-28T09:25:16+08:00"
    },
    "external_tech_shock_level": "EXTREME",
    "external_tech_entry_policy": "risk_only_for_tech",
    "signal_contract_total": 59,
    "signal_quotes_available": true,
    "signal_quote_coverage": 1.0,
    "active_contract_total": 3,
    "active_quote_total": 3,
    "active_candidates_available": true,
    "active_quotes_available": true,
    "active_quote_coverage": 1.0,
    "quote_diagnostic": "行情覆盖完整",
    "gate_source": "intraday_market_repair",
    "preopen_sector_flow_gate": {
      "enabled": true,
      "passed": false,
      "reason": "expired_after_09:45,active_mainline_not_confirmed",
      "intraday_style_gate": {
        "enabled": true,
        "style_code": "MAINLINE_BREAK",
        "label": "主线承接断裂",
        "entry_policy": "no_official_buy",
        "official_buy_allowed": false,
        "reason": "active_mainline_not_confirmed",
        "pool_up_ratio": 0.0508,
        "active_up_ratio": 0.0,
        "active_positive": 0,
        "active_positive_min": 1,
        "active_above_vwap": 0,
        "active_total": 3,
        "sample_total": 59,
        "signal_contract_total": 59,
        "active_contract_total": 3,
        "dominant_theme": "元件",
        "dominant_theme_share": 0.9025,
        "dominant_theme_basis": "amount",
        "official_symbol_whitelist": [],
        "structural_hot_themes": [],
        "structural_symbol_whitelist": [],
        "conditional_probe_symbol_whitelist": [],
        "clustered_core_priority_ceiling": 8,
        "position_cap_pct": null,
        "external_tech_shock_gate": {
          "schema_version": "external_tech_shock_gate_v1",
          "enabled": true,
          "level": "EXTREME",
          "score": 100.0,
          "raw_score": 100.0,
          "confidence_penalty": 0.0,
          "confidence_adjusted_score": 100.0,
          "label": "外部科技冲击极高",
          "entry_policy": "risk_only_for_tech",
          "tech_new_buy_allowed": false,
          "earliest_entry_time": "13:10",
          "position_cap_pct": 35.0,
          "risk_priority_boost": true,
          "reasons": [
            "sox_negative_-2.23%",
            "nvidia_negative_-4.99%",
            "korea_broad_negative_fallback_-8.04%",
            "korea_market_stress_-8.15%",
            "taiwan_tech_negative_-3.69%",
            "asia_tech_circuit_breaker",
            "quant_panic_deep_water_risk",
            "domestic_tech_avg_negative_-6.03%"
          ],
          "source_status": "ok",
          "source_quality": "verified_live",
          "source_confidence": "verified",
          "missing_gate_fields": [],
          "critical_data_missing": false,
          "partial_gate_behavior": "verified_source",
          "confidence_note": "外部数据完整度正常。",
          "source_file": "reports/external_checks/external_tech_shock_20260728.json",
          "source_errors": {},
          "source_ths_errors": {},
          "source_generated_at": "2026-07-28T09:25:16+08:00"
        },
        "active_samples": [
          {
            "symbol": "SHSE.600563",
            "name": "法拉电子",
            "theme": "元件",
            "paper_scope": "active",
            "priority": 0,
            "ret_pct": -3.661764705882342,
            "last": 131.02,
            "vwap": 131.51513237545228,
            "above_vwap": false,
            "amount": 756054193.0
          },
          {
            "symbol": "SZSE.300319",
            "name": "麦捷科技",
            "theme": "元件",
            "paper_scope": "active",
            "priority": 2,
            "ret_pct": -7.446808510638303,
            "last": 14.79,
            "vwap": 15.251105368293333,
            "above_vwap": false,
            "amount": 1030700203.0
          },
          {
            "symbol": "SZSE.300408",
            "name": "三环集团",
            "theme": "元件",
            "paper_scope": "active",
            "priority": 1,
            "ret_pct": -9.653132562516797,
            "last": 100.8,
            "vwap": 103.87030014948529,
            "above_vwap": false,
            "amount": 6608051916.0
          }
        ],
        "sample_rows": [
          {
            "symbol": "SZSE.002173",
            "name": "创新医疗",
            "theme": "医疗服务 / 水域改革",
            "paper_scope": "conditional_watch",
            "priority": 999,
            "ret_pct": 10.004833252779122,
            "last": 22.76,
            "vwap": 22.738411485045344,
            "above_vwap": true,
            "amount": 837942297.0
          },
          {
            "symbol": "SHSE.605258",
            "name": "协和电子",
            "theme": "元件",
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  "snapshot_kind": "intraday_execution_final"
}