{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-07-30T14:55:24",
  "trade_date": "20260730",
  "plan_date": "20260729",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "OBSERVE_ONLY",
  "effective_allow_new_positions": false,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20260730",
    "plan_date": "20260729",
    "status": "SYSTEM_HALT",
    "hard_block_new_entries": true,
    "effective_allow_new_positions": false,
    "effective_trade_mode": "OBSERVE_ONLY",
    "block_reason": "data_pipeline_health_gate:evidence_pack_20260730_missing,market_trajectory_dashboard_recovered_UNKNOWN,risk_flags_stale_gap_1d,execution_regime_unconfirmed",
    "blockers": [
      "evidence_pack_20260730_missing",
      "market_trajectory_dashboard_recovered_UNKNOWN",
      "risk_flags_stale_gap_1d",
      "execution_regime_unconfirmed"
    ],
    "soft_restrictions": [],
    "entry_reconfirmation_required": false,
    "evidence": {
      "path": null,
      "state": "missing"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20260730.json",
      "state": "dashboard_recovered",
      "current_record_state": "dashboard_recovered",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "UNKNOWN",
      "regime_alignment": {
        "plan_regime": "HOT",
        "execution_regime": "UNKNOWN",
        "plan_regime_known": true,
        "execution_regime_confirmed": false,
        "comparison_state": "unknown_execution",
        "mismatch": true,
        "regime_delta": null,
        "transition_direction": "unknown",
        "blocking_reasons": [
          "evidence_pack_20260730_missing",
          "market_trajectory_dashboard_recovered_UNKNOWN",
          "risk_flags_stale_gap_1d",
          "execution_regime_unconfirmed"
        ],
        "note": "执行日 regime 未确认；UNKNOWN 不是一致，确认前不得放行新入场。",
        "action": "hard_block_new_entries_until_execution_regime_reconfirmed"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": null,
        "market_up_ratio": null,
        "divergence_pct_points": null,
        "source": "dated_evidence_price_universe",
        "state": "normal_or_unavailable",
        "alert": false,
        "recommended_total_position_cap_pct": null,
        "action": "候选池与全市场广度未出现需单独收紧的极端剪刀差。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20260730",
        "status": "ALERT",
        "severity": "AMBER",
        "window": "09:00-09:25",
        "plan_regime": "HOT",
        "execution_regime": "UNKNOWN",
        "plan_score": null,
        "execution_score": null,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "unknown_execution",
        "execution_regime_confirmed": false,
        "external_level": "HIGH",
        "external_source_path": "reports/external_checks/external_tech_shock_20260730.json",
        "triggers": [
          "execution_regime_unknown",
          "external_tech_shock_high"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20260729.json",
      "coverage_audit_path": null,
      "state": "stale",
      "latest_available_date": "20260729",
      "coverage_gap_days": 1,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "补齐当日风险旗标并回填缺失日期；覆盖恢复前仅允许既有持仓风控卖出，不得用人工确认静默放行新入场。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260729_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260729_active_plan_v2_for_trading.json",
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": false,
      "effective_trade_mode": "OBSERVE_ONLY",
      "reconciliation_status": "overridden_by_execution_health_gate",
      "entry_reconfirmation_required": false,
      "soft_restrictions": [],
      "permission_source": "execution_data_health_gate",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20260730_conditional_probe_reconfirmation.json",
        "status": "NOT_READY",
        "candidate_symbols": [],
        "valid": false,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "preopen_quote_confirmation_failed:quote_source=public_http_tencent:4/4; valid_rows=4"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 1,
    "active_plan_contracts": 1,
    "watch_candidate_contracts": 0,
    "watch_only_contracts": 3,
    "actionable": 0,
    "filled_orders": 0,
    "filled_official_orders": 0,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 4,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 1
  },
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade,signal_pool_breadth_not_repaired,active_leaders_not_positive_enough,active_leaders_not_above_vwap",
    "enabled": true,
    "pool_up_ratio": 0.75,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 1.0,
    "active_up_ratio_min": 0.5,
    "active_positive": 1,
    "active_positive_min": 1,
    "active_above_vwap": 1,
    "active_total": 1,
    "sample_total": 4,
    "active_samples": [
      {
        "symbol": "SHSE.600597",
        "name": "光明乳业",
        "theme": "乳业 / 食品行业",
        "paper_scope": "active",
        "priority": 0,
        "ret_pct": 1.4285714285714235,
        "last": 7.1,
        "vwap": 7.067132782685667,
        "above_vwap": true,
        "amount": 120556098.0
      }
    ],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "NORMAL_THREE_RESONANCE",
      "label": "常规三振共振",
      "entry_policy": "strict_gate",
      "official_buy_allowed": true,
      "reason": "market_sector_stock_resonance_confirmed",
      "pool_up_ratio": 0.75,
      "active_up_ratio": 1.0,
      "active_positive": 1,
      "active_positive_min": 1,
      "active_above_vwap": 1,
      "active_total": 1,
      "sample_total": 4,
      "signal_contract_total": 4,
      "active_contract_total": 1,
      "dominant_theme": "贵金属 / 黄河三角",
      "dominant_theme_share": 0.7737,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "HIGH",
        "score": 74.0,
        "raw_score": 74.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 74.0,
        "label": "外部科技冲击高",
        "entry_policy": "tech_requires_1030_repair",
        "tech_new_buy_allowed": false,
        "earliest_entry_time": "10:30",
        "position_cap_pct": 50.0,
        "risk_priority_boost": true,
        "reasons": [
          "nasdaq_negative_-1.74%",
          "sox_negative_-5.33%",
          "nvidia_negative_-3.55%"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260730.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-07-30T09:25:15+08:00"
      },
      "active_samples": [
        {
          "symbol": "SHSE.600597",
          "name": "光明乳业",
          "theme": "乳业 / 食品行业",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": 1.4285714285714235,
          "last": 7.1,
          "vwap": 7.067132782685667,
          "above_vwap": true,
          "amount": 120556098.0
        }
      ],
      "sample_rows": [
        {
          "symbol": "SZSE.000506",
          "name": "招金黄金",
          "theme": "贵金属 / 黄河三角",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 3.461841070023608,
          "last": 13.15,
          "vwap": 13.513397174615239,
          "above_vwap": false,
          "amount": 1539982688.0
        },
        {
          "symbol": "SHSE.600597",
          "name": "光明乳业",
          "theme": "乳业 / 食品行业",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": 1.4285714285714235,
          "last": 7.1,
          "vwap": 7.067132782685667,
          "above_vwap": true,
          "amount": 120556098.0
        },
        {
          "symbol": "SZSE.002732",
          "name": "燕塘乳业",
          "theme": "乳业 / 食品行业",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 1.224177505738333,
          "last": 13.23,
          "vwap": 13.351732338349256,
          "above_vwap": false,
          "amount": 65127080.0
        },
        {
          "symbol": "SHSE.600419",
          "name": "天润乳业",
          "theme": "乳业 / 食品行业",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -2.2650056625141524,
          "last": 8.63,
          "vwap": 8.893014819217633,
          "above_vwap": false,
          "amount": 264824199.0
        }
      ]
    },
    "style_code": "NORMAL_THREE_RESONANCE",
    "style_label": "常规三振共振",
    "entry_policy": "strict_gate",
    "official_buy_allowed": true,
    "official_symbol_whitelist": [],
    "structural_symbol_whitelist": [],
    "conditional_probe_symbol_whitelist": [],
    "position_cap_pct": null,
    "dominant_theme": "贵金属 / 黄河三角",
    "dominant_theme_share": 0.7737,
    "external_tech_shock_gate": {
      "schema_version": "external_tech_shock_gate_v1",
      "enabled": true,
      "level": "HIGH",
      "score": 74.0,
      "raw_score": 74.0,
      "confidence_penalty": 0.0,
      "confidence_adjusted_score": 74.0,
      "label": "外部科技冲击高",
      "entry_policy": "tech_requires_1030_repair",
      "tech_new_buy_allowed": false,
      "earliest_entry_time": "10:30",
      "position_cap_pct": 50.0,
      "risk_priority_boost": true,
      "reasons": [
        "nasdaq_negative_-1.74%",
        "sox_negative_-5.33%",
        "nvidia_negative_-3.55%"
      ],
      "source_status": "ok",
      "source_quality": "verified_live",
      "source_confidence": "verified",
      "missing_gate_fields": [],
      "critical_data_missing": false,
      "partial_gate_behavior": "verified_source",
      "confidence_note": "外部数据完整度正常。",
      "source_file": "reports/external_checks/external_tech_shock_20260730.json",
      "source_errors": {},
      "source_ths_errors": {},
      "source_generated_at": "2026-07-30T09:25:15+08:00"
    },
    "external_tech_shock_level": "HIGH",
    "external_tech_entry_policy": "tech_requires_1030_repair",
    "signal_contract_total": 4,
    "signal_quotes_available": true,
    "signal_quote_coverage": 1.0,
    "active_contract_total": 1,
    "active_quote_total": 1,
    "active_candidates_available": true,
    "active_quotes_available": true,
    "active_quote_coverage": 1.0,
    "quote_diagnostic": "行情覆盖完整",
    "gate_source": "intraday_market_repair",
    "preopen_sector_flow_gate": {
      "enabled": true,
      "passed": false,
      "reason": "expired_after_09:45",
      "intraday_style_gate": {
        "enabled": true,
        "style_code": "NORMAL_THREE_RESONANCE",
        "label": "常规三振共振",
        "entry_policy": "strict_gate",
        "official_buy_allowed": true,
        "reason": "market_sector_stock_resonance_confirmed",
        "pool_up_ratio": 0.75,
        "active_up_ratio": 1.0,
        "active_positive": 1,
        "active_positive_min": 1,
        "active_above_vwap": 1,
        "active_total": 1,
        "sample_total": 4,
        "signal_contract_total": 4,
        "active_contract_total": 1,
        "dominant_theme": "贵金属 / 黄河三角",
        "dominant_theme_share": 0.7737,
        "dominant_theme_basis": "amount",
        "official_symbol_whitelist": [],
        "structural_hot_themes": [],
        "structural_symbol_whitelist": [],
        "conditional_probe_symbol_whitelist": [],
        "clustered_core_priority_ceiling": 8,
        "position_cap_pct": null,
        "external_tech_shock_gate": {
          "schema_version": "external_tech_shock_gate_v1",
          "enabled": true,
          "level": "HIGH",
          "score": 74.0,
          "raw_score": 74.0,
          "confidence_penalty": 0.0,
          "confidence_adjusted_score": 74.0,
          "label": "外部科技冲击高",
          "entry_policy": "tech_requires_1030_repair",
          "tech_new_buy_allowed": false,
          "earliest_entry_time": "10:30",
          "position_cap_pct": 50.0,
          "risk_priority_boost": true,
          "reasons": [
            "nasdaq_negative_-1.74%",
            "sox_negative_-5.33%",
            "nvidia_negative_-3.55%"
          ],
          "source_status": "ok",
          "source_quality": "verified_live",
          "source_confidence": "verified",
          "missing_gate_fields": [],
          "critical_data_missing": false,
          "partial_gate_behavior": "verified_source",
          "confidence_note": "外部数据完整度正常。",
          "source_file": "reports/external_checks/external_tech_shock_20260730.json",
          "source_errors": {},
          "source_ths_errors": {},
          "source_generated_at": "2026-07-30T09:25:15+08:00"
        },
        "active_samples": [
          {
            "symbol": "SHSE.600597",
            "name": "光明乳业",
            "theme": "乳业 / 食品行业",
            "paper_scope": "active",
            "priority": 0,
            "ret_pct": 1.4285714285714235,
            "last": 7.1,
            "vwap": 7.067132782685667,
            "above_vwap": true,
            "amount": 120556098.0
          }
        ],
        "sample_rows": [
          {
            "symbol": "SZSE.000506",
            "name": "招金黄金",
            "theme": "贵金属 / 黄河三角",
            "paper_scope": "conditional_watch",
            "priority": 999,
            "ret_pct": 3.461841070023608,
            "last": 13.15,
            "vwap": 13.513397174615239,
            "above_vwap": false,
            "amount": 1539982688.0
          },
          {
            "symbol": "SHSE.600597",
            "name": "光明乳业",
            "theme": "乳业 / 食品行业",
            "paper_scope": "active",
            "priority": 0,
            "ret_pct": 1.4285714285714235,
            "last": 7.1,
            "vwap": 7.067132782685667,
            "above_vwap": true,
            "amount": 120556098.0
          },
          {
            "symbol": "SZSE.002732",
            "name": "燕塘乳业",
            "theme": "乳业 / 食品行业",
            "paper_scope": "conditional_watch",
            "priority": 999,
            "ret_pct": 1.224177505738333,
            "last": 13.23,
            "vwap": 13.351732338349256,
            "above_vwap": false,
            "amount": 65127080.0
          },
          {
            "symbol": "SHSE.600419",
            "name": "天润乳业",
            "theme": "乳业 / 食品行业",
            "paper_scope": "conditional_watch",
            "priority": 999,
            "ret_pct": -2.2650056625141524,
            "last": 8.63,
            "vwap": 8.893014819217633,
            "above_vwap": false,
            "amount": 264824199.0
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        ]
      },
      "pool_up_ratio": 0.75,
      "active_up_ratio": 1.0,
      "active_positive": 1,
      "active_positive_min": 1,
      "active_above_vwap": 1,
      "active_total": 1,
      "sample_total": 4,
      "active_samples": [
        {
          "symbol": "SHSE.600597",
          "name": "光明乳业",
          "theme": "乳业 / 食品行业",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": 1.4285714285714235,
          "last": 7.1,
          "vwap": 7.067132782685667,
          "above_vwap": true,
          "amount": 120556098.0
        }
      ],
      "style_code": "NORMAL_THREE_RESONANCE",
      "style_label": "常规三振共振",
      "entry_policy": "strict_gate",
      "official_buy_allowed": true,
      "official_symbol_whitelist": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "position_cap_pct": null,
      "dominant_theme": "贵金属 / 黄河三角",
      "dominant_theme_share": 0.7737,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "HIGH",
        "score": 74.0,
        "raw_score": 74.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 74.0,
        "label": "外部科技冲击高",
        "entry_policy": "tech_requires_1030_repair",
        "tech_new_buy_allowed": false,
        "earliest_entry_time": "10:30",
        "position_cap_pct": 50.0,
        "risk_priority_boost": true,
        "reasons": [
          "nasdaq_negative_-1.74%",
          "sox_negative_-5.33%",
          "nvidia_negative_-3.55%"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260730.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-07-30T09:25:15+08:00"
      },
      "external_tech_shock_level": "HIGH",
      "external_tech_entry_policy": "tech_requires_1030_repair",
      "signal_contract_total": 4,
      "signal_quotes_available": true,
      "signal_quote_coverage": 1.0,
      "active_contract_total": 1,
      "active_quote_total": 1,
      "active_candidates_available": true,
      "active_quotes_available": true,
      "active_quote_coverage": 1.0,
      "quote_diagnostic": "行情覆盖完整"
    }
  },
  "preopen_sector_flow_gate": {
    "enabled": true,
    "passed": false,
    "reason": "expired_after_09:45",
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "NORMAL_THREE_RESONANCE",
      "label": "常规三振共振",
      "entry_policy": "strict_gate",
      "official_buy_allowed": true,
      "reason": "market_sector_stock_resonance_confirmed",
      "pool_up_ratio": 0.75,
      "active_up_ratio": 1.0,
      "active_positive": 1,
      "active_positive_min": 1,
      "active_above_vwap": 1,
      "active_total": 1,
      "sample_total": 4,
      "signal_contract_total": 4,
      "active_contract_total": 1,
      "dominant_theme": "贵金属 / 黄河三角",
      "dominant_theme_share": 0.7737,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "HIGH",
        "score": 74.0,
        "raw_score": 74.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 74.0,
        "label": "外部科技冲击高",
        "entry_policy": "tech_requires_1030_repair",
        "tech_new_buy_allowed": false,
        "earliest_entry_time": "10:30",
        "position_cap_pct": 50.0,
        "risk_priority_boost": true,
        "reasons": [
          "nasdaq_negative_-1.74%",
          "sox_negative_-5.33%",
          "nvidia_negative_-3.55%"
        ],
        "source_status": "ok",
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