{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-08-06T14:55:03",
  "trade_date": "20260806",
  "plan_date": "20260805",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "SIMULATION_READY",
  "effective_allow_new_positions": true,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20260806",
    "plan_date": "20260805",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [
      "plan_regime_mismatch_require_execution_reconfirmation"
    ],
    "entry_reconfirmation_required": true,
    "evidence": {
      "path": "inbox/local_public/20260806/evidence/preopen_execution_evidence_20260806.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20260806.json",
      "state": "preopen_runtime_candidate",
      "current_record_state": "preopen_runtime_candidate",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "WEAK",
      "regime_alignment": {
        "plan_regime": "HOT",
        "execution_regime": "WEAK",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "mismatch",
        "mismatch": true,
        "regime_delta": 4,
        "transition_direction": "deteriorating",
        "blocking_reasons": [],
        "note": "计划日 regime 仅作盘前假设，执行日观测不一致（市场较计划恶化）；必须以执行日数据重新确认，并继续通过当日 Strict Gate，不能继承计划日的乐观权限。",
        "action": "require_execution_reconfirmation_then_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.2318,
        "market_up_ratio": null,
        "divergence_pct_points": null,
        "source": "dated_evidence_price_universe",
        "state": "normal_or_unavailable",
        "alert": false,
        "recommended_total_position_cap_pct": null,
        "action": "候选池与全市场广度未出现需单独收紧的极端剪刀差。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20260806",
        "status": "ALERT",
        "severity": "RED",
        "window": "09:00-09:25",
        "plan_regime": "HOT",
        "execution_regime": "WEAK",
        "plan_score": null,
        "execution_score": 17.8,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "mismatch",
        "execution_regime_confirmed": true,
        "external_level": "EXTREME",
        "external_source_path": "reports/external_checks/external_tech_shock_20260806.json",
        "triggers": [
          "plan_regime_HOT_to_execution_WEAK",
          "external_tech_shock_extreme"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20260806.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20260806",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260805_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260805_active_plan_v2_for_trading.json",
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective_reconfirmation_required",
      "entry_reconfirmation_required": true,
      "soft_restrictions": [
        "plan_regime_mismatch_require_execution_reconfirmation"
      ],
      "permission_source": "conditional_probe_reconfirmation",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20260806_conditional_probe_reconfirmation.json",
        "status": "READY",
        "candidate_symbols": [
          "SHSE.688432",
          "SHSE.603203",
          "SHSE.688233"
        ],
        "valid": true,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "same_day_quotes_and_risk_coverage_ready; candidates still require one-probe Strict Gate confirmation"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 2,
    "active_plan_contracts": 2,
    "watch_candidate_contracts": 0,
    "watch_only_contracts": 120,
    "actionable": 0,
    "filled_orders": 1,
    "filled_official_orders": 1,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 1,
    "risk_exit_orders": 1,
    "risk_exit_filled": 1,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 122,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 52
  },
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade,signal_pool_breadth_not_repaired,active_leaders_not_positive_enough,active_leaders_not_above_vwap",
    "enabled": true,
    "pool_up_ratio": 0.8852,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 1.0,
    "active_up_ratio_min": 0.5,
    "active_positive": 2,
    "active_positive_min": 1,
    "active_above_vwap": 1,
    "active_total": 2,
    "sample_total": 122,
    "active_samples": [
      {
        "symbol": "SZSE.000975",
        "name": "山金国际",
        "theme": "贵金属",
        "paper_scope": "active",
        "priority": 1,
        "ret_pct": 5.202312138728327,
        "last": 25.48,
        "vwap": 25.417116372124767,
        "above_vwap": true,
        "amount": 2354092651.0
      },
      {
        "symbol": "SZSE.002155",
        "name": "湖南黄金",
        "theme": "贵金属",
        "paper_scope": "active",
        "priority": 0,
        "ret_pct": 1.944894651539708,
        "last": 25.16,
        "vwap": 25.31120111843296,
        "above_vwap": false,
        "amount": 2474015511.0
      }
    ],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "NORMAL_THREE_RESONANCE",
      "label": "常规三振共振",
      "entry_policy": "strict_gate",
      "official_buy_allowed": true,
      "reason": "market_sector_stock_resonance_confirmed",
      "pool_up_ratio": 0.8852,
      "active_up_ratio": 1.0,
      "active_positive": 2,
      "active_positive_min": 1,
      "active_above_vwap": 1,
      "active_total": 2,
      "sample_total": 122,
      "signal_contract_total": 122,
      "active_contract_total": 2,
      "dominant_theme": "半导体 / 中芯概念",
      "dominant_theme_share": 0.294,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "structural_hot_themes": [
        {
          "theme": "半导体链 / 半导体材料",
          "count": 7,
          "top_symbols": [
            "SHSE.688530",
            "SHSE.688727",
            "SHSE.688661",
            "SHSE.688783",
            "SHSE.600641"
          ],
          "top_return_pct": 14.1073
        },
        {
          "theme": "电子化学品 / 中芯概念",
          "count": 6,
          "top_symbols": [
            "SHSE.688549",
            "SHSE.603078",
            "SHSE.688268",
            "SZSE.300346",
            "SHSE.688545"
          ],
          "top_return_pct": 19.9914
        },
        {
          "theme": "电子化学品Ⅲ",
          "count": 5,
          "top_symbols": [
            "SHSE.600330",
            "SZSE.301319",
            "SHSE.688603",
            "SHSE.688548",
            "SZSE.300576"
          ],
          "top_return_pct": 10.0102
        },
        {
          "theme": "半导体 / 中芯概念",
          "count": 4,
          "top_symbols": [
            "SHSE.688432",
            "SHSE.600206",
            "SHSE.688146",
            "SZSE.300666"
          ],
          "top_return_pct": 14.3767
        },
        {
          "theme": "中芯产业链 / 半导体设备材料",
          "count": 4,
          "top_symbols": [
            "SHSE.600584",
            "SHSE.600378",
            "SHSE.688596",
            "SZSE.300331"
          ],
          "top_return_pct": 10.0043
        },
        {
          "theme": "半导体链 / 半导体设备",
          "count": 2,
          "top_symbols": [
            "SHSE.688409",
            "SHSE.688200"
          ],
          "top_return_pct": 6.0182
        }
      ],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "EXTREME",
        "score": 100.0,
        "raw_score": 100.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 100.0,
        "label": "外部科技冲击极高",
        "entry_policy": "risk_only_for_tech",
        "tech_new_buy_allowed": false,
        "earliest_entry_time": "13:10",
        "position_cap_pct": 35.0,
        "risk_priority_boost": true,
        "reasons": [
          "korea_market_stress_-5.13%",
          "asia_tech_circuit_breaker",
          "quant_panic_deep_water_risk"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260806.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-08-06T09:25:16+08:00"
      },
      "active_samples": [
        {
          "symbol": "SZSE.000975",
          "name": "山金国际",
          "theme": "贵金属",
          "paper_scope": "active",
          "priority": 1,
          "ret_pct": 5.202312138728327,
          "last": 25.48,
          "vwap": 25.417116372124767,
          "above_vwap": true,
          "amount": 2354092651.0
        },
        {
          "symbol": "SZSE.002155",
          "name": "湖南黄金",
          "theme": "贵金属",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": 1.944894651539708,
          "last": 25.16,
          "vwap": 25.31120111843296,
          "above_vwap": false,
          "amount": 2474015511.0
        }
      ],
      "sample_rows": [
        {
          "symbol": "SHSE.688549",
          "name": "中巨芯-U",
          "theme": "电子化学品 / 中芯概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 19.991383024558385,
          "last": 27.85,
          "vwap": 26.054911362478922,
          "above_vwap": true,
          "amount": 4938912120.0
        },
        {
          "symbol": "SHSE.688432",
          "name": "有研硅",
          "theme": "半导体 / 中芯概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 14.376706096451318,
          "last": 37.71,
          "vwap": 35.64430931150404,
          "above_vwap": true,
          "amount": 3303283398.0
        },
        {
          "symbol": "SHSE.688530",
          "name": "欧莱新材",
          "theme": "半导体链 / 半导体材料",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 14.107317073170723,
          "last": 58.48,
          "vwap": 56.10955674221875,
          "above_vwap": true,
          "amount": 1065307154.0
        },
        {
          "symbol": "SHSE.688727",
          "name": "恒坤新材",
          "theme": "半导体链 / 半导体材料",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 10.899694620624857,
          "last": 47.21,
          "vwap": 44.22909760681176,
          "above_vwap": true,
          "amount": 390164950.0
        },
        {
          "symbol": "SHSE.600330",
          "name": "天通股份",
          "theme": "电子化学品Ⅲ",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 10.010162601626016,
          "last": 21.65,
          "vwap": 20.562826107688135,
          "above_vwap": true,
          "amount": 3299007288.0
        },
        {
          "symbol": "SHSE.603078",
          "name": "江化微",
          "theme": "电子化学品 / 中芯概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 10.00643500643501,
          "last": 34.19,
          "vwap": 33.09834097997386,
          "above_vwap": true,
          "amount": 1081398926.0
        },
        {
          "symbol": "SHSE.600584",
          "name": "长电科技",
          "theme": "中芯产业链 / 半导体设备材料",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 10.00434971726838,
          "last": 75.87,
          "vwap": 73.13451074782436,
          "above_vwap": true,
          "amount": 17065565097.0
        },
        {
          "symbol": "SHSE.600206",
          "name": "有研新材",
          "theme": "半导体 / 中芯概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 9.997488068324522,
          "last": 43.79,
          "vwap": 42.842129933218985,
          "above_vwap": true,
          "amount": 4406038874.0
        },
        {
          "symbol": "SHSE.600378",
          "name": "昊华科技",
          "theme": "中芯产业链 / 半导体设备材料",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 9.643748581801681,
          "last": 48.32,
          "vwap": 46.06688239219971,
          "above_vwap": true,
          "amount": 3748052225.0
        },
        {
          "symbol": "SZSE.301319",
          "name": "唯特偶",
          "theme": "电子化学品Ⅲ",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 9.172533414957652,
          "last": 107.0,
          "vwap": 98.99070468372128,
          "above_vwap": true,
          "amount": 2095752007.0
        },
        {
          "symbol": "SHSE.688300",
          "name": "联瑞新材",
          "theme": "高带宽内存",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 8.916433426629332,
          "last": 136.2,
          "vwap": 132.22123490040428,
          "above_vwap": true,
          "amount": 2145368869.0
        },
        {
          "symbol": "SHSE.688146",
          "name": "中船特气",
          "theme": "半导体 / 中芯概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 8.577815032131886,
          "last": 310.88,
          "vwap": 300.52546153847686,
          "above_vwap": true,
          "amount": 9033667350.0
        }
      ]
    },
    "style_code": "NORMAL_THREE_RESONANCE",
    "style_label": "常规三振共振",
    "entry_policy": "strict_gate",
    "official_buy_allowed": true,
    "official_symbol_whitelist": [],
    "structural_symbol_whitelist": [],
    "conditional_probe_symbol_whitelist": [],
    "position_cap_pct": null,
    "dominant_theme": "半导体 / 中芯概念",
    "dominant_theme_share": 0.294,
    "external_tech_shock_gate": {
      "schema_version": "external_tech_shock_gate_v1",
      "enabled": true,
      "level": "EXTREME",
      "score": 100.0,
      "raw_score": 100.0,
      "confidence_penalty": 0.0,
      "confidence_adjusted_score": 100.0,
      "label": "外部科技冲击极高",
      "entry_policy": "risk_only_for_tech",
      "tech_new_buy_allowed": false,
      "earliest_entry_time": "13:10",
      "position_cap_pct": 35.0,
      "risk_priority_boost": true,
      "reasons": [
        "korea_market_stress_-5.13%",
        "asia_tech_circuit_breaker",
        "quant_panic_deep_water_risk"
      ],
      "source_status": "ok",
      "source_quality": "verified_live",
      "source_confidence": "verified",
      "missing_gate_fields": [],
      "critical_data_missing": false,
      "partial_gate_behavior": "verified_source",
      "confidence_note": "外部数据完整度正常。",
      "source_file": "reports/external_checks/external_tech_shock_20260806.json",
      "source_errors": {},
      "source_ths_errors": {},
      "source_generated_at": "2026-08-06T09:25:16+08:00"
    },
    "external_tech_shock_level": "EXTREME",
    "external_tech_entry_policy": "risk_only_for_tech",
    "signal_contract_total": 122,
    "signal_quotes_available": true,
    "signal_quote_coverage": 1.0,
    "active_contract_total": 2,
    "active_quote_total": 2,
    "active_candidates_available": true,
    "active_quotes_available": true,
    "active_quote_coverage": 1.0,
    "quote_diagnostic": "行情覆盖完整",
    "gate_source": "intraday_market_repair",
    "preopen_sector_flow_gate": {
      "enabled": true,
      "passed": false,
      "reason": "expired_after_09:45",
      "intraday_style_gate": {
        "enabled": true,
        "style_code": "NORMAL_THREE_RESONANCE",
        "label": "常规三振共振",
        "entry_policy": "strict_gate",
        "official_buy_allowed": true,
        "reason": "market_sector_stock_resonance_confirmed",
        "pool_up_ratio": 0.8852,
        "active_up_ratio": 1.0,
        "active_positive": 2,
        "active_positive_min": 1,
        "active_above_vwap": 1,
        "active_total": 2,
        "sample_total": 122,
        "signal_contract_total": 122,
        "active_contract_total": 2,
        "dominant_theme": "半导体 / 中芯概念",
        "dominant_theme_share": 0.294,
        "dominant_theme_basis": "amount",
        "official_symbol_whitelist": [],
        "structural_hot_themes": [
          {
            "theme": "半导体链 / 半导体材料",
            "count": 7,
            "top_symbols": [
              "SHSE.688530",
              "SHSE.688727",
              "SHSE.688661",
              "SHSE.688783",
              "SHSE.600641"
            ],
            "top_return_pct": 14.1073
          },
          {
            "theme": "电子化学品 / 中芯概念",
            "count": 6,
            "top_symbols": [
              "SHSE.688549",
              "SHSE.603078",
              "SHSE.688268",
              "SZSE.300346",
              "SHSE.688545"
            ],
            "top_return_pct": 19.9914
          },
          {
            "theme": "电子化学品Ⅲ",
            "count": 5,
            "top_symbols": [
              "SHSE.600330",
              "SZSE.301319",
              "SHSE.688603",
              "SHSE.688548",
              "SZSE.300576"
            ],
            "top_return_pct": 10.0102
          },
          {
            "theme": "半导体 / 中芯概念",
            "count": 4,
            "top_symbols": [
              "SHSE.688432",
              "SHSE.600206",
              "SHSE.688146",
              "SZSE.300666"
            ],
            "top_return_pct": 14.3767
          },
          {
            "theme": "中芯产业链 / 半导体设备材料",
            "count": 4,
            "top_symbols": [
              "SHSE.600584",
              "SHSE.600378",
              "SHSE.688596",
              "SZSE.300331"
            ],
            "top_return_pct": 10.0043
          },
          {
            "theme": "半导体链 / 半导体设备",
            "count": 2,
            "top_symbols": [
              "SHSE.688409",
              "SHSE.688200"
            ],
            "top_return_pct": 6.0182
          }
        ],
        "structural_symbol_whitelist": [],
        "conditional_probe_symbol_whitelist": [],
        "clustered_core_priority_ceiling": 8,
        "position_cap_pct": null,
        "external_tech_shock_gate": {
          "schema_version": "external_tech_shock_gate_v1",
          "enabled": true,
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