{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-08-07T14:55:13",
  "trade_date": "20260807",
  "plan_date": "20260806",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "SIMULATION_READY",
  "effective_allow_new_positions": true,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20260807",
    "plan_date": "20260806",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [
      "plan_regime_mismatch_require_execution_reconfirmation"
    ],
    "entry_reconfirmation_required": true,
    "evidence": {
      "path": "inbox/local_public/20260807/evidence/preopen_execution_evidence_20260807.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20260807.json",
      "state": "preopen_runtime_candidate",
      "current_record_state": "preopen_runtime_candidate",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "MIXED",
      "regime_alignment": {
        "plan_regime": "WARM",
        "execution_regime": "MIXED",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "mismatch",
        "mismatch": true,
        "regime_delta": 1,
        "transition_direction": "deteriorating",
        "blocking_reasons": [],
        "note": "计划日 regime 仅作盘前假设，执行日观测不一致（市场较计划恶化）；必须以执行日数据重新确认，并继续通过当日 Strict Gate，不能继承计划日的乐观权限。",
        "action": "require_execution_reconfirmation_then_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.5126,
        "market_up_ratio": null,
        "divergence_pct_points": null,
        "source": "dated_evidence_price_universe",
        "state": "normal_or_unavailable",
        "alert": false,
        "recommended_total_position_cap_pct": null,
        "action": "候选池与全市场广度未出现需单独收紧的极端剪刀差。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20260807",
        "status": "ALERT",
        "severity": "AMBER",
        "window": "09:00-09:25",
        "plan_regime": "WARM",
        "execution_regime": "MIXED",
        "plan_score": null,
        "execution_score": 56.4,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "mismatch",
        "execution_regime_confirmed": true,
        "external_level": "LOW",
        "external_source_path": "reports/external_checks/external_tech_shock_20260807.json",
        "triggers": [
          "plan_regime_WARM_to_execution_MIXED"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20260807.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20260807",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260806_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260806_active_plan_v2_for_trading.json",
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective_reconfirmation_required",
      "entry_reconfirmation_required": true,
      "soft_restrictions": [
        "plan_regime_mismatch_require_execution_reconfirmation"
      ],
      "permission_source": "conditional_probe_reconfirmation",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20260807_conditional_probe_reconfirmation.json",
        "status": "READY",
        "candidate_symbols": [
          "SHSE.601898",
          "SHSE.600792",
          "SHSE.600971"
        ],
        "valid": true,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "same_day_quotes_and_risk_coverage_ready; candidates still require one-probe Strict Gate confirmation"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 13,
    "active_plan_contracts": 13,
    "watch_candidate_contracts": 0,
    "watch_only_contracts": 106,
    "actionable": 0,
    "filled_orders": 1,
    "filled_official_orders": 1,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 119,
    "official_buy_filled": 1,
    "shadow_buy_filled": 0,
    "watch_triggered": 38
  },
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade,signal_pool_breadth_not_repaired,active_leaders_not_positive_enough,active_leaders_not_above_vwap",
    "enabled": true,
    "pool_up_ratio": 0.6471,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 0.6923,
    "active_up_ratio_min": 0.5,
    "active_positive": 9,
    "active_positive_min": 1,
    "active_above_vwap": 13,
    "active_total": 13,
    "sample_total": 119,
    "active_samples": [
      {
        "symbol": "SZSE.300476",
        "name": "胜宏科技",
        "theme": "半导体链 / PCB概念",
        "paper_scope": "active",
        "priority": 9,
        "ret_pct": 11.932840295822512,
        "last": 280.0,
        "vwap": 272.0885632207309,
        "above_vwap": true,
        "amount": 19378446770.0
      },
      {
        "symbol": "SHSE.600183",
        "name": "生益科技",
        "theme": "AI算力链 / 共封装光学(CPO)",
        "paper_scope": "active",
        "priority": 2,
        "ret_pct": 10.003929273084466,
        "last": 139.98,
        "vwap": 137.0072132893223,
        "above_vwap": true,
        "amount": 10704633888.0
      },
      {
        "symbol": "SHSE.603459",
        "name": "红板科技",
        "theme": "半导体链 / PCB概念",
        "paper_scope": "active",
        "priority": 12,
        "ret_pct": 10.002083767451552,
        "last": 105.58,
        "vwap": 103.90528689215085,
        "above_vwap": true,
        "amount": 1973493895.0
      },
      {
        "symbol": "SZSE.002579",
        "name": "中京电子",
        "theme": "半导体链 / PCB概念",
        "paper_scope": "active",
        "priority": 1,
        "ret_pct": 9.045226130653262,
        "last": 15.19,
        "vwap": 14.488386824589847,
        "above_vwap": true,
        "amount": 2580798959.0
      },
      {
        "symbol": "SZSE.300964",
        "name": "本川智能",
        "theme": "半导体链 / PCB概念",
        "paper_scope": "active",
        "priority": 6,
        "ret_pct": 8.388399412628477,
        "last": 59.05,
        "vwap": 57.92678986482643,
        "above_vwap": true,
        "amount": 611092877.0
      },
      {
        "symbol": "SZSE.301132",
        "name": "满坤科技",
        "theme": "元件",
        "paper_scope": "active",
        "priority": 10,
        "ret_pct": 7.344806392132752,
        "last": 34.93,
        "vwap": 34.114736085673584,
        "above_vwap": true,
        "amount": 268223701.0
      },
      {
        "symbol": "SZSE.300852",
        "name": "四会富仕",
        "theme": "元件",
        "paper_scope": "active",
        "priority": 3,
        "ret_pct": 5.1684356252884145,
        "last": 45.58,
        "vwap": 44.77488540496833,
        "above_vwap": true,
        "amount": 498366862.0
      },
      {
        "symbol": "SZSE.300319",
        "name": "麦捷科技",
        "theme": "元件",
        "paper_scope": "active",
        "priority": 7,
        "ret_pct": 3.728202044497908,
        "last": 17.25,
        "vwap": 17.004804290397193,
        "above_vwap": true,
        "amount": 2255524043.0
      },
      {
        "symbol": "SHSE.601918",
        "name": "新集能源",
        "theme": "煤炭开采加工 / 煤炭行业",
        "paper_scope": "active",
        "priority": 11,
        "ret_pct": 1.1340206185567192,
        "last": 9.81,
        "vwap": 9.734364258677088,
        "above_vwap": true,
        "amount": 443101447.0
      },
      {
        "symbol": "SZSE.300435",
        "name": "中泰股份",
        "theme": "煤炭开采加工 / 氢能源",
        "paper_scope": "active",
        "priority": 4,
        "ret_pct": -1.1857707509881465,
        "last": 17.5,
        "vwap": 17.323426254624266,
        "above_vwap": true,
        "amount": 231796105.0
      },
      {
        "symbol": "SHSE.600395",
        "name": "盘江股份",
        "theme": "煤炭开采加工 / 煤炭行业",
        "paper_scope": "active",
        "priority": 5,
        "ret_pct": -1.7786561264822143,
        "last": 4.97,
        "vwap": 4.93291453718129,
        "above_vwap": true,
        "amount": 207711219.0
      },
      {
        "symbol": "SHSE.600408",
        "name": "安泰集团",
        "theme": "煤炭开采加工 / 煤炭行业",
        "paper_scope": "active",
        "priority": 8,
        "ret_pct": -4.529616724738672,
        "last": 2.74,
        "vwap": 2.7283107635702306,
        "above_vwap": true,
        "amount": 194723086.0
      }
    ],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "NORMAL_THREE_RESONANCE",
      "label": "常规三振共振",
      "entry_policy": "strict_gate",
      "official_buy_allowed": true,
      "reason": "market_sector_stock_resonance_confirmed",
      "pool_up_ratio": 0.6471,
      "active_up_ratio": 0.6923,
      "active_positive": 9,
      "active_positive_min": 1,
      "active_above_vwap": 13,
      "active_total": 13,
      "sample_total": 119,
      "signal_contract_total": 119,
      "active_contract_total": 13,
      "dominant_theme": "元件",
      "dominant_theme_share": 0.4734,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [
        "SZSE.300852",
        "SZSE.300319"
      ],
      "structural_hot_themes": [
        {
          "theme": "元件",
          "count": 18,
          "top_symbols": [
            "SHSE.688519",
            "SHSE.688655",
            "SZSE.301176",
            "SHSE.603328",
            "SHSE.688183"
          ],
          "top_return_pct": 19.6272
        },
        {
          "theme": "半导体链 / PCB概念",
          "count": 17,
          "top_symbols": [
            "SZSE.301251",
            "SZSE.300814",
            "SZSE.300903",
            "SZSE.300476",
            "SHSE.603936"
          ],
          "top_return_pct": 17.0223
        },
        {
          "theme": "煤炭开采加工 / 煤炭行业",
          "count": 3,
          "top_symbols": [
            "SHSE.600721",
            "SHSE.600397",
            "SHSE.601101"
          ],
          "top_return_pct": 10.0209
        }
      ],
      "structural_symbol_whitelist": [
        "SZSE.002579",
        "SZSE.300852",
        "SZSE.300964",
        "SZSE.300319"
      ],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "LOW",
        "score": 0.0,
        "raw_score": 0.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 0.0,
        "label": "外部科技冲击低",
        "entry_policy": "normal",
        "tech_new_buy_allowed": true,
        "earliest_entry_time": "09:35",
        "position_cap_pct": null,
        "risk_priority_boost": false,
        "reasons": [
          "no_external_tech_shock_evidence_default_pass"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260807.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-08-07T09:25:03+08:00"
      },
      "active_samples": [
        {
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          "theme": "半导体链 / PCB概念",
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        },
        {
          "symbol": "SHSE.600183",
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          "theme": "AI算力链 / 共封装光学(CPO)",
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          "ret_pct": 10.003929273084466,
          "last": 139.98,
          "vwap": 137.0072132893223,
          "above_vwap": true,
          "amount": 10704633888.0
        },
        {
          "symbol": "SHSE.603459",
          "name": "红板科技",
          "theme": "半导体链 / PCB概念",
          "paper_scope": "active",
          "priority": 12,
          "ret_pct": 10.002083767451552,
          "last": 105.58,
          "vwap": 103.90528689215085,
          "above_vwap": true,
          "amount": 1973493895.0
        },
        {
          "symbol": "SZSE.002579",
          "name": "中京电子",
          "theme": "半导体链 / PCB概念",
          "paper_scope": "active",
          "priority": 1,
          "ret_pct": 9.045226130653262,
          "last": 15.19,
          "vwap": 14.488386824589847,
          "above_vwap": true,
          "amount": 2580798959.0
        },
        {
          "symbol": "SZSE.300964",
          "name": "本川智能",
          "theme": "半导体链 / PCB概念",
          "paper_scope": "active",
          "priority": 6,
          "ret_pct": 8.388399412628477,
          "last": 59.05,
          "vwap": 57.92678986482643,
          "above_vwap": true,
          "amount": 611092877.0
        },
        {
          "symbol": "SZSE.301132",
          "name": "满坤科技",
          "theme": "元件",
          "paper_scope": "active",
          "priority": 10,
          "ret_pct": 7.344806392132752,
          "last": 34.93,
          "vwap": 34.114736085673584,
          "above_vwap": true,
          "amount": 268223701.0
        },
        {
          "symbol": "SZSE.300852",
          "name": "四会富仕",
          "theme": "元件",
          "paper_scope": "active",
          "priority": 3,
          "ret_pct": 5.1684356252884145,
          "last": 45.58,
          "vwap": 44.77488540496833,
          "above_vwap": true,
          "amount": 498366862.0
        },
        {
          "symbol": "SZSE.300319",
          "name": "麦捷科技",
          "theme": "元件",
          "paper_scope": "active",
          "priority": 7,
          "ret_pct": 3.728202044497908,
          "last": 17.25,
          "vwap": 17.004804290397193,
          "above_vwap": true,
          "amount": 2255524043.0
        },
        {
          "symbol": "SHSE.601918",
          "name": "新集能源",
          "theme": "煤炭开采加工 / 煤炭行业",
          "paper_scope": "active",
          "priority": 11,
          "ret_pct": 1.1340206185567192,
          "last": 9.81,
          "vwap": 9.734364258677088,
          "above_vwap": true,
          "amount": 443101447.0
        },
        {
          "symbol": "SZSE.300435",
          "name": "中泰股份",
          "theme": "煤炭开采加工 / 氢能源",
          "paper_scope": "active",
          "priority": 4,
          "ret_pct": -1.1857707509881465,
          "last": 17.5,
          "vwap": 17.323426254624266,
          "above_vwap": true,
          "amount": 231796105.0
        },
        {
          "symbol": "SHSE.600395",
          "name": "盘江股份",
          "theme": "煤炭开采加工 / 煤炭行业",
          "paper_scope": "active",
          "priority": 5,
          "ret_pct": -1.7786561264822143,
          "last": 4.97,
          "vwap": 4.93291453718129,
          "above_vwap": true,
          "amount": 207711219.0
        },
        {
          "symbol": "SHSE.600408",
          "name": "安泰集团",
          "theme": "煤炭开采加工 / 煤炭行业",
          "paper_scope": "active",
          "priority": 8,
          "ret_pct": -4.529616724738672,
          "last": 2.74,
          "vwap": 2.7283107635702306,
          "above_vwap": true,
          "amount": 194723086.0
        }
      ],
      "sample_rows": [
        {
          "symbol": "SHSE.688519",
          "name": "南亚新材",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 19.627176089970753,
          "last": 310.6,
          "vwap": 284.202798142269,
          "above_vwap": true,
          "amount": 3190141168.0
        },
        {
          "symbol": "SZSE.301251",
          "name": "威尔高",
          "theme": "半导体链 / PCB概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 17.02234496610595,
          "last": 46.61,
          "vwap": 44.45648615849415,
          "above_vwap": true,
          "amount": 1047697118.0
        },
        {
          "symbol": "SZSE.300814",
          "name": "中富电路",
          "theme": "半导体链 / PCB概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 14.248084291187734,
          "last": 143.13,
          "vwap": 137.15571056218465,
          "above_vwap": true,
          "amount": 1720714398.0
        },
        {
          "symbol": "SHSE.688655",
          "name": "迅捷兴",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 13.753665689149553,
          "last": 38.79,
          "vwap": 37.313281265309264,
          "above_vwap": true,
          "amount": 506501450.0
        },
        {
          "symbol": "SZSE.300903",
          "name": "科翔股份",
          "theme": "半导体链 / PCB概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 12.873134328358216,
          "last": 72.6,
          "vwap": 69.35095345628729,
          "above_vwap": true,
          "amount": 4207362839.0
        },
        {
          "symbol": "SZSE.300476",
          "name": "胜宏科技",
          "theme": "半导体链 / PCB概念",
          "paper_scope": "active",
          "priority": 9,
          "ret_pct": 11.932840295822512,
          "last": 280.0,
          "vwap": 272.0885632207309,
          "above_vwap": true,
          "amount": 19378446770.0
        },
        {
          "symbol": "SZSE.301176",
          "name": "逸豪新材",
          "theme": "元件",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 10.241631567279974,
          "last": 49.73,
          "vwap": 49.4656269400485,
          "above_vwap": true,
          "amount": 1005542211.0
        },
        {
          "symbol": "SHSE.603328",
          "name": "依顿电子",
          "theme": "元件",
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