{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-08-10T14:55:26",
  "trade_date": "20260810",
  "plan_date": "20260807",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "SIMULATION_READY",
  "effective_allow_new_positions": true,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20260810",
    "plan_date": "20260807",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [
      "plan_regime_mismatch_require_execution_reconfirmation"
    ],
    "entry_reconfirmation_required": true,
    "evidence": {
      "path": "inbox/local_public/20260810/evidence/preopen_execution_evidence_20260810.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20260810.json",
      "state": "preopen_runtime_candidate",
      "current_record_state": "preopen_runtime_candidate",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "HOT",
      "regime_alignment": {
        "plan_regime": "WARM",
        "execution_regime": "HOT",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "mismatch",
        "mismatch": true,
        "regime_delta": 1,
        "transition_direction": "improving",
        "blocking_reasons": [],
        "note": "计划日 regime 仅作盘前假设，执行日观测不一致（市场较计划改善）；先完成盘前复核，再按当日 Strict Gate 决定是否入场，不因改善自动放行。",
        "action": "require_preopen_reconfirmation_then_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.7583,
        "market_up_ratio": null,
        "divergence_pct_points": null,
        "source": "dated_evidence_price_universe",
        "state": "normal_or_unavailable",
        "alert": false,
        "recommended_total_position_cap_pct": null,
        "action": "候选池与全市场广度未出现需单独收紧的极端剪刀差。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20260810",
        "status": "ALERT",
        "severity": "AMBER",
        "window": "09:00-09:25",
        "plan_regime": "WARM",
        "execution_regime": "HOT",
        "plan_score": null,
        "execution_score": 90.56,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "mismatch",
        "execution_regime_confirmed": true,
        "external_level": "LOW",
        "external_source_path": "reports/external_checks/external_tech_shock_20260810.json",
        "triggers": [
          "plan_regime_WARM_to_execution_HOT"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20260810.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20260810",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260807_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260807_active_plan_v2_for_trading.json",
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective_reconfirmation_required",
      "entry_reconfirmation_required": true,
      "soft_restrictions": [
        "plan_regime_mismatch_require_execution_reconfirmation"
      ],
      "permission_source": "conditional_probe_reconfirmation",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20260810_conditional_probe_reconfirmation.json",
        "status": "READY",
        "candidate_symbols": [
          "SZSE.000661",
          "SHSE.688505",
          "SZSE.300016"
        ],
        "valid": true,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "same_day_quotes_and_risk_coverage_ready; candidates still require one-probe Strict Gate confirmation"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 13,
    "active_plan_contracts": 13,
    "watch_candidate_contracts": 0,
    "watch_only_contracts": 107,
    "actionable": 0,
    "filled_orders": 2,
    "filled_official_orders": 2,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 1,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": true,
    "preopen_strong_themes": 0,
    "signal_contracts": 120,
    "official_buy_filled": 2,
    "shadow_buy_filled": 0,
    "watch_triggered": 21
  },
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade,signal_pool_breadth_not_repaired,active_leaders_not_positive_enough,active_leaders_not_above_vwap",
    "enabled": true,
    "pool_up_ratio": 0.475,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 0.3846,
    "active_up_ratio_min": 0.5,
    "active_positive": 5,
    "active_positive_min": 1,
    "active_above_vwap": 8,
    "active_total": 13,
    "sample_total": 120,
    "active_samples": [
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        "above_vwap": true,
        "amount": 93942342.0
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        "symbol": "SHSE.688185",
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        "theme": "医疗服务 / 医药消费链 / 创新药",
        "paper_scope": "active",
        "priority": 3,
        "ret_pct": 1.0871568085498273,
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        "amount": 198926052.0
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        "symbol": "SZSE.300149",
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        "theme": "医疗服务 / 医药消费链 / 创新药",
        "paper_scope": "active",
        "priority": 11,
        "ret_pct": 0.8637236084452882,
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      {
        "symbol": "SHSE.600487",
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        "theme": "AI算力链 / 共封装光学(CPO)",
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        "symbol": "SZSE.002134",
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        "theme": "元件",
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        "priority": 1,
        "ret_pct": 0.08869179600887733,
        "last": 22.57,
        "vwap": 22.192151076535637,
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        "amount": 178005463.0
      },
      {
        "symbol": "SHSE.603590",
        "name": "康辰药业",
        "theme": "医疗服务 / 医药消费链 / 创新药",
        "paper_scope": "active",
        "priority": 7,
        "ret_pct": -0.2125075895567763,
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        "vwap": 33.19527625620013,
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      },
      {
        "symbol": "SZSE.300142",
        "name": "沃森生物",
        "theme": "医疗服务 / 医药消费链 / 创新药",
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        "priority": 5,
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        "last": 13.11,
        "vwap": 13.141139564362742,
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        "amount": 1072980616.0
      },
      {
        "symbol": "SHSE.688658",
        "name": "悦康药业",
        "theme": "医疗服务 / 医药消费链 / 创新药",
        "paper_scope": "active",
        "priority": 9,
        "ret_pct": -0.3782148260211837,
        "last": 13.17,
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      },
      {
        "symbol": "SZSE.002436",
        "name": "兴森科技",
        "theme": "元件",
        "paper_scope": "active",
        "priority": 8,
        "ret_pct": -0.9171597633135908,
        "last": 33.49,
        "vwap": 33.23542948737811,
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        "amount": 4397768530.0
      },
      {
        "symbol": "SHSE.600237",
        "name": "铜峰电子",
        "theme": "元件",
        "paper_scope": "active",
        "priority": 10,
        "ret_pct": -1.118568232662187,
        "last": 8.84,
        "vwap": 8.793704401686533,
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        "amount": 340165988.0
      },
      {
        "symbol": "SZSE.000823",
        "name": "超声电子",
        "theme": "元件",
        "paper_scope": "active",
        "priority": 12,
        "ret_pct": -1.651254953764858,
        "last": 14.89,
        "vwap": 14.814014947245017,
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        "amount": 1010908380.0
      },
      {
        "symbol": "SZSE.301132",
        "name": "满坤科技",
        "theme": "元件",
        "paper_scope": "active",
        "priority": 4,
        "ret_pct": -2.175780131691951,
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        "vwap": 34.06466823224552,
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    ],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "STRUCTURAL_HOTSPOT",
      "label": "结构性热点确认：热点内 Strict Gate",
      "entry_policy": "hot_theme_strict_gate",
      "official_buy_allowed": true,
      "reason": "structural_hotspot_confirmed_hot_theme_only",
      "pool_up_ratio": 0.475,
      "active_up_ratio": 0.3846,
      "active_positive": 5,
      "active_positive_min": 1,
      "active_above_vwap": 8,
      "active_total": 13,
      "sample_total": 120,
      "signal_contract_total": 120,
      "active_contract_total": 13,
      "dominant_theme": "元件",
      "dominant_theme_share": 0.609,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [
        "SZSE.002134"
      ],
      "structural_hot_themes": [
        {
          "theme": "医疗服务 / 医药消费链 / 创新药",
          "count": 5,
          "top_symbols": [
            "SZSE.002900",
            "SHSE.600721",
            "SZSE.002437",
            "SHSE.688202",
            "SZSE.300363"
          ],
          "top_return_pct": 10.0148
        },
        {
          "theme": "元件",
          "count": 4,
          "top_symbols": [
            "SZSE.002552",
            "SZSE.002141",
            "SZSE.000636",
            "SHSE.603186"
          ],
          "top_return_pct": 10.0
        }
      ],
      "structural_symbol_whitelist": [
        "SHSE.688687",
        "SZSE.002134"
      ],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": 55.0,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "LOW",
        "score": 0.0,
        "raw_score": 0.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 0.0,
        "label": "外部科技冲击低",
        "entry_policy": "normal",
        "tech_new_buy_allowed": true,
        "earliest_entry_time": "09:35",
        "position_cap_pct": null,
        "risk_priority_boost": false,
        "reasons": [
          "external_tech_positive_confirmation_4signals"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260810.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-08-10T09:25:10+08:00"
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      ],
      "sample_rows": [
        {
          "symbol": "SZSE.002370",
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          "theme": "化学制药 / CXO概念",
          "paper_scope": "conditional_watch",
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          "above_vwap": true,
          "amount": 875145423.0
        },
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          "symbol": "SZSE.002552",
          "name": "宝鼎科技",
          "theme": "元件",
          "paper_scope": "conditional_watch",
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          "ret_pct": 9.999999999999986,
          "last": 52.36,
          "vwap": 51.905127939753456,
          "above_vwap": true,
          "amount": 1233732986.0
        },
        {
          "symbol": "SZSE.002141",
          "name": "贤丰控股",
          "theme": "元件",
          "paper_scope": "conditional_watch",
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          "ret_pct": 9.983633387888702,
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          "vwap": 6.47297057699163,
          "above_vwap": true,
          "amount": 1605185368.0
        },
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          "theme": "医疗服务 / 医药消费链 / 创新药",
          "paper_scope": "conditional_watch",
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          "ret_pct": 9.962049335863377,
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          "vwap": 11.589903495561192,
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          "amount": 58487289.0
        },
        {
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          "name": "誉衡药业",
          "theme": "医疗服务 / 医药消费链 / 创新药",
          "paper_scope": "conditional_watch",
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          "ret_pct": 9.935897435897445,
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