{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-08-12T14:54:59",
  "trade_date": "20260812",
  "plan_date": "20260811",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "SIMULATION_READY",
  "effective_allow_new_positions": true,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20260812",
    "plan_date": "20260811",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [
      "plan_regime_mismatch_require_execution_reconfirmation"
    ],
    "entry_reconfirmation_required": true,
    "evidence": {
      "path": "inbox/local_public/20260812/evidence/preopen_execution_evidence_20260812.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20260812.json",
      "state": "preopen_runtime_candidate",
      "current_record_state": "preopen_runtime_candidate",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "WEAK",
      "regime_alignment": {
        "plan_regime": "MIXED",
        "execution_regime": "WEAK",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "mismatch",
        "mismatch": true,
        "regime_delta": 2,
        "transition_direction": "deteriorating",
        "blocking_reasons": [],
        "note": "计划日 regime 仅作盘前假设，执行日观测不一致（市场较计划恶化）；必须以执行日数据重新确认，并继续通过当日 Strict Gate，不能继承计划日的乐观权限。",
        "action": "require_execution_reconfirmation_then_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.2414,
        "market_up_ratio": null,
        "divergence_pct_points": null,
        "source": "dated_evidence_price_universe",
        "state": "normal_or_unavailable",
        "alert": false,
        "recommended_total_position_cap_pct": null,
        "action": "候选池与全市场广度未出现需单独收紧的极端剪刀差。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20260812",
        "status": "ALERT",
        "severity": "AMBER",
        "window": "09:00-09:25",
        "plan_regime": "MIXED",
        "execution_regime": "WEAK",
        "plan_score": null,
        "execution_score": 19.11,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "mismatch",
        "execution_regime_confirmed": true,
        "external_level": "LOW",
        "external_source_path": "reports/external_checks/external_tech_shock_20260812.json",
        "triggers": [
          "plan_regime_MIXED_to_execution_WEAK"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20260812.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20260812",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260811_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260811_active_plan_v2_for_trading.json",
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective_reconfirmation_required",
      "entry_reconfirmation_required": true,
      "soft_restrictions": [
        "plan_regime_mismatch_require_execution_reconfirmation"
      ],
      "permission_source": "conditional_probe_reconfirmation",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20260812_conditional_probe_reconfirmation.json",
        "status": "READY",
        "candidate_symbols": [
          "SZSE.300164",
          "SHSE.600583",
          "SHSE.601808"
        ],
        "valid": true,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "same_day_quotes_and_risk_coverage_ready; candidates still require one-probe Strict Gate confirmation"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 3,
    "active_plan_contracts": 3,
    "watch_candidate_contracts": 0,
    "watch_only_contracts": 26,
    "actionable": 0,
    "filled_orders": 1,
    "filled_official_orders": 1,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 1,
    "risk_exit_orders": 1,
    "risk_exit_filled": 1,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 29,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 0,
    "rejected_order_attempts": 1
  },
  "paper_orders": [
    {
      "event_id": "RISK:20260812:SHSE.600711:position_stop_loss:SELL",
      "symbol": "SHSE.600711",
      "name": "盛屯矿业",
      "side": "SELL",
      "status": "REJECTED",
      "order_kind": null,
      "paper_scope": "position_risk",
      "decision": "risk_exit",
      "reason": "sell_not_allowed_in_PRE_OPEN",
      "sim_reason": "position_stop_loss_3pct",
      "qty": 0,
      "price": null,
      "ts": "2026-08-12T09:25:05",
      "realized_pnl_delta": null
    },
    {
      "event_id": "RISK:20260812:SHSE.600711:position_stop_loss:SELL",
      "symbol": "SHSE.600711",
      "name": "盛屯矿业",
      "side": "SELL",
      "status": "FILLED",
      "order_kind": null,
      "paper_scope": "position_risk",
      "decision": "risk_exit",
      "reason": "paper_sell_at_bid1",
      "sim_reason": "position_stop_loss_3pct",
      "qty": 4800,
      "price": 12.3,
      "ts": "2026-08-12T09:30:08",
      "realized_pnl_delta": -2879.999999999998
    }
  ],
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade,signal_pool_breadth_not_repaired,active_leaders_not_positive_enough,active_leaders_not_above_vwap,active_mainline_not_confirmed",
    "enabled": true,
    "pool_up_ratio": 0.3793,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 0.0,
    "active_up_ratio_min": 0.5,
    "active_positive": 0,
    "active_positive_min": 1,
    "active_above_vwap": 1,
    "active_total": 3,
    "sample_total": 29,
    "active_samples": [
      {
        "symbol": "SHSE.600583",
        "name": "海油工程",
        "theme": "油气开采及服务 / 石油行业",
        "paper_scope": "active",
        "priority": 1,
        "ret_pct": -0.7259528130671544,
        "last": 5.47,
        "vwap": 5.464159524328024,
        "above_vwap": true,
        "amount": 140511955.0
      },
      {
        "symbol": "SHSE.601808",
        "name": "中海油服",
        "theme": "油气开采及服务 / 石油行业",
        "paper_scope": "active",
        "priority": 2,
        "ret_pct": -1.2345679012345734,
        "last": 12.0,
        "vwap": 12.003369787213185,
        "above_vwap": false,
        "amount": 220395073.0
      },
      {
        "symbol": "SZSE.300164",
        "name": "通源石油",
        "theme": "油气开采及服务 / 石油行业",
        "paper_scope": "active",
        "priority": 0,
        "ret_pct": -4.8885077186964,
        "last": 11.09,
        "vwap": 11.21072615013163,
        "above_vwap": false,
        "amount": 1849850532.0
      }
    ],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "MAINLINE_BREAK",
      "label": "主线承接断裂",
      "entry_policy": "no_official_buy",
      "official_buy_allowed": false,
      "reason": "active_mainline_not_confirmed",
      "pool_up_ratio": 0.3793,
      "active_up_ratio": 0.0,
      "active_positive": 0,
      "active_positive_min": 1,
      "active_above_vwap": 1,
      "active_total": 3,
      "sample_total": 29,
      "signal_contract_total": 29,
      "active_contract_total": 3,
      "dominant_theme": "油气开采及服务 / 石油行业",
      "dominant_theme_share": 0.775,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "LOW",
        "score": 0.0,
        "raw_score": 0.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 0.0,
        "label": "外部科技冲击低",
        "entry_policy": "normal",
        "tech_new_buy_allowed": true,
        "earliest_entry_time": "09:35",
        "position_cap_pct": null,
        "risk_priority_boost": false,
        "reasons": [
          "no_external_tech_shock_evidence_default_pass"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260812.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-08-12T13:00:16+08:00"
      },
      "active_samples": [
        {
          "symbol": "SHSE.600583",
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          "theme": "油气开采及服务 / 石油行业",
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          "vwap": 5.464159524328024,
          "above_vwap": true,
          "amount": 140511955.0
        },
        {
          "symbol": "SHSE.601808",
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          "theme": "油气开采及服务 / 石油行业",
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          "priority": 2,
          "ret_pct": -1.2345679012345734,
          "last": 12.0,
          "vwap": 12.003369787213185,
          "above_vwap": false,
          "amount": 220395073.0
        },
        {
          "symbol": "SZSE.300164",
          "name": "通源石油",
          "theme": "油气开采及服务 / 石油行业",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": -4.8885077186964,
          "last": 11.09,
          "vwap": 11.21072615013163,
          "above_vwap": false,
          "amount": 1849850532.0
        }
      ],
      "sample_rows": [
        {
          "symbol": "SZSE.000096",
          "name": "广聚能源",
          "theme": "油气开采及服务 / 石油行业",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 6.39386189258313,
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          "vwap": 8.200487544989581,
          "above_vwap": true,
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        },
        {
          "symbol": "SZSE.002022",
          "name": "科华生物",
          "theme": "医疗服务 / 基因概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 2.5454545454545396,
          "last": 5.64,
          "vwap": 5.582244850818094,
          "above_vwap": true,
          "amount": 43499643.0
        },
        {
          "symbol": "SZSE.000159",
          "name": "国际实业",
          "theme": "油气开采及服务 / 石油行业",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 2.253032928942811,
          "last": 5.9,
          "vwap": 5.814197935091111,
          "above_vwap": true,
          "amount": 70674483.0
        },
        {
          "symbol": "SZSE.002629",
          "name": "仁智股份",
          "theme": "油气开采及服务 / 石油行业",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 1.9230769230769162,
          "last": 4.77,
          "vwap": 4.712328456493936,
          "above_vwap": true,
          "amount": 51952950.0
        },
        {
          "symbol": "SZSE.300030",
          "name": "阳普医疗",
          "theme": "医疗服务 / 基因概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 1.026392961876832,
          "last": 6.89,
          "vwap": 6.874310417992785,
          "above_vwap": true,
          "amount": 32398625.0
        },
        {
          "symbol": "SZSE.000637",
          "name": "茂化实华",
          "theme": "油气开采及服务 / 石油行业",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.7712082262210762,
          "last": 3.92,
          "vwap": 3.908009084942485,
          "above_vwap": true,
          "amount": 22626591.0
        },
        {
          "symbol": "SZSE.300254",
          "name": "仟源医药",
          "theme": "医疗服务 / 基因概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.6764374295377795,
          "last": 8.93,
          "vwap": 8.934451515151515,
          "above_vwap": false,
          "amount": 67812487.0
        },
        {
          "symbol": "SZSE.000059",
          "name": "华锦股份",
          "theme": "油气开采及服务 / 石油行业",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.6465517241379448,
          "last": 4.67,
          "vwap": 4.654505308816795,
          "above_vwap": true,
          "amount": 88420241.0
        },
        {
          "symbol": "SZSE.002622",
          "name": "皓宸医疗",
          "theme": "医疗服务 / 图们江",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.3968253968253954,
          "last": 2.53,
          "vwap": 2.507090380621677,
          "above_vwap": true,
          "amount": 119636598.0
        },
        {
          "symbol": "SZSE.002221",
          "name": "东华能源",
          "theme": "油气开采及服务 / 石油行业",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.35842293906809264,
          "last": 5.6,
          "vwap": 5.590949829207045,
          "above_vwap": true,
          "amount": 96405307.0
        },
        {
          "symbol": "SZSE.300439",
          "name": "美康生物",
          "theme": "医疗服务 / 基因概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.3293084522502765,
          "last": 9.14,
          "vwap": 9.145794292559792,
          "above_vwap": false,
          "amount": 21376465.0
        },
        {
          "symbol": "SHSE.600196",
          "name": "复星医药",
          "theme": "医疗服务 / 民营医院",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -0.28771064529385937,
          "last": 24.26,
          "vwap": 24.32025176419202,
          "above_vwap": false,
          "amount": 712709842.0
        }
      ]
    },
    "style_code": "MAINLINE_BREAK",
    "style_label": "主线承接断裂",
    "entry_policy": "no_official_buy",
    "official_buy_allowed": false,
    "official_symbol_whitelist": [],
    "structural_symbol_whitelist": [],
    "conditional_probe_symbol_whitelist": [],
    "position_cap_pct": null,
    "dominant_theme": "油气开采及服务 / 石油行业",
    "dominant_theme_share": 0.775,
    "external_tech_shock_gate": {
      "schema_version": "external_tech_shock_gate_v1",
      "enabled": true,
      "level": "LOW",
      "score": 0.0,
      "raw_score": 0.0,
      "confidence_penalty": 0.0,
      "confidence_adjusted_score": 0.0,
      "label": "外部科技冲击低",
      "entry_policy": "normal",
      "tech_new_buy_allowed": true,
      "earliest_entry_time": "09:35",
      "position_cap_pct": null,
      "risk_priority_boost": false,
      "reasons": [
        "no_external_tech_shock_evidence_default_pass"
      ],
      "source_status": "ok",
      "source_quality": "verified_live",
      "source_confidence": "verified",
      "missing_gate_fields": [],
      "critical_data_missing": false,
      "partial_gate_behavior": "verified_source",
      "confidence_note": "外部数据完整度正常。",
      "source_file": "reports/external_checks/external_tech_shock_20260812.json",
      "source_errors": {},
      "source_ths_errors": {},
      "source_generated_at": "2026-08-12T13:00:16+08:00"
    },
    "external_tech_shock_level": "LOW",
    "external_tech_entry_policy": "normal",
    "signal_contract_total": 29,
    "signal_quotes_available": true,
    "signal_quote_coverage": 1.0,
    "active_contract_total": 3,
    "active_quote_total": 3,
    "active_candidates_available": true,
    "active_quotes_available": true,
    "active_quote_coverage": 1.0,
    "quote_diagnostic": "行情覆盖完整",
    "gate_source": "intraday_market_repair",
    "preopen_sector_flow_gate": {
      "enabled": true,
      "passed": false,
      "reason": "expired_after_09:45,active_mainline_not_confirmed",
      "intraday_style_gate": {
        "enabled": true,
        "style_code": "MAINLINE_BREAK",
        "label": "主线承接断裂",
        "entry_policy": "no_official_buy",
        "official_buy_allowed": false,
        "reason": "active_mainline_not_confirmed",
        "pool_up_ratio": 0.3793,
        "active_up_ratio": 0.0,
        "active_positive": 0,
        "active_positive_min": 1,
        "active_above_vwap": 1,
        "active_total": 3,
        "sample_total": 29,
        "signal_contract_total": 29,
        "active_contract_total": 3,
        "dominant_theme": "油气开采及服务 / 石油行业",
        "dominant_theme_share": 0.775,
        "dominant_theme_basis": "amount",
        "official_symbol_whitelist": [],
        "structural_hot_themes": [],
        "structural_symbol_whitelist": [],
        "conditional_probe_symbol_whitelist": [],
        "clustered_core_priority_ceiling": 8,
        "position_cap_pct": null,
        "external_tech_shock_gate": {
          "schema_version": "external_tech_shock_gate_v1",
          "enabled": true,
          "level": "LOW",
          "score": 0.0,
          "raw_score": 0.0,
          "confidence_penalty": 0.0,
          "confidence_adjusted_score": 0.0,
          "label": "外部科技冲击低",
          "entry_policy": "normal",
          "tech_new_buy_allowed": true,
          "earliest_entry_time": "09:35",
          "position_cap_pct": null,
          "risk_priority_boost": false,
          "reasons": [
            "no_external_tech_shock_evidence_default_pass"
          ],
          "source_status": "ok",
          "source_quality": "verified_live",
          "source_confidence": "verified",
          "missing_gate_fields": [],
          "critical_data_missing": false,
          "partial_gate_behavior": "verified_source",
          "confidence_note": "外部数据完整度正常。",
          "source_file": "reports/external_checks/external_tech_shock_20260812.json",
          "source_errors": {},
          "source_ths_errors": {},
          "source_generated_at": "2026-08-12T13:00:16+08:00"
        },
        "active_samples": [
          {
            "symbol": "SHSE.600583",
            "name": "海油工程",
            "theme": "油气开采及服务 / 石油行业",
            "paper_scope": "active",
            "priority": 1,
            "ret_pct": -0.7259528130671544,
            "last": 5.47,
            "vwap": 5.464159524328024,
            "above_vwap": true,
            "amount": 140511955.0
          },
          {
            "symbol": "SHSE.601808",
            "name": "中海油服",
            "theme": "油气开采及服务 / 石油行业",
            "paper_scope": "active",
            "priority": 2,
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