{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-08-27T14:55:16",
  "trade_date": "20260827",
  "plan_date": "20260826",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "OBSERVE_ONLY",
  "effective_allow_new_positions": false,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20260827",
    "plan_date": "20260826",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [],
    "entry_reconfirmation_required": false,
    "evidence": {
      "path": "inbox/local_public/20260827/evidence/preopen_execution_evidence_20260827.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20260827.json",
      "state": "preopen_runtime_candidate",
      "current_record_state": "preopen_runtime_candidate",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "MIXED",
      "regime_alignment": {
        "plan_regime": "MIXED",
        "execution_regime": "MIXED",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "aligned",
        "mismatch": false,
        "regime_delta": 0,
        "transition_direction": "unchanged",
        "blocking_reasons": [],
        "note": "计划日与执行日 regime 已对齐，仍需盘中 Strict Gate。",
        "action": "continue_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.2083,
        "market_up_ratio": null,
        "divergence_pct_points": null,
        "source": "dated_evidence_price_universe",
        "state": "normal_or_unavailable",
        "alert": false,
        "recommended_total_position_cap_pct": null,
        "action": "候选池与全市场广度未出现需单独收紧的极端剪刀差。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20260827",
        "status": "CLEAR",
        "severity": "GREEN",
        "window": "09:00-09:25",
        "plan_regime": "MIXED",
        "execution_regime": "MIXED",
        "plan_score": null,
        "execution_score": 18.44,
        "score_delta": null,
        "mismatch": false,
        "comparison_state": "aligned",
        "execution_regime_confirmed": true,
        "external_level": "LOW",
        "external_source_path": "reports/external_checks/external_tech_shock_20260827.json",
        "triggers": [],
        "action": "开盘前按正常计划复核，仍需盘中 Strict Gate。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20260827.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20260827",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260826_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "sector_external_validation": {
      "status": "UNAVAILABLE",
      "role": "external_confirmation_only",
      "can_grant_entry_permission": false,
      "missing_or_stale_is_bearish": false,
      "validation_path": null,
      "crosscheck_path": null,
      "preopen_overall_state": null,
      "preopen_summary": {},
      "confirmed_sectors": [],
      "watch_sectors": [],
      "rotation_candidates_not_in_plan": [],
      "interval_start": null,
      "interval_end": null,
      "interval_provisional": null,
      "action": "开盘啦证据缺失只记数据质量告警，继续依赖主板块合同，不得判成板块转弱。"
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260826_active_plan_v2_for_trading.json",
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective",
      "entry_reconfirmation_required": false,
      "soft_restrictions": [],
      "permission_source": "conditional_probe_reconfirmation",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20260827_conditional_probe_reconfirmation.json",
        "status": "READY",
        "candidate_symbols": [
          "SZSE.002670",
          "SHSE.601216",
          "SZSE.002160"
        ],
        "valid": true,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "same_day_quotes_and_risk_coverage_ready; candidates still require one-probe Strict Gate confirmation"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 3,
    "active_plan_contracts": 3,
    "watch_candidate_contracts": 0,
    "watch_only_contracts": 93,
    "actionable": 0,
    "filled_orders": 0,
    "filled_official_orders": 0,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 96,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 5,
    "rejected_order_attempts": 0
  },
  "paper_orders": [],
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade,signal_pool_breadth_not_repaired,active_leaders_not_positive_enough,active_leaders_not_above_vwap,wait_for_intraday_style_confirmation",
    "enabled": true,
    "pool_up_ratio": 0.5417,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 1.0,
    "active_up_ratio_min": 0.5,
    "active_positive": 3,
    "active_positive_min": 1,
    "active_above_vwap": 3,
    "active_total": 3,
    "sample_total": 96,
    "active_samples": [
      {
        "symbol": "SZSE.002670",
        "name": "国盛证券",
        "theme": "证券 / 券商概念",
        "paper_scope": "active",
        "priority": 1,
        "ret_pct": 6.352087114337568,
        "last": 11.72,
        "vwap": 11.711917964640875,
        "above_vwap": true,
        "amount": 898487985.0,
        "plan_id": "20260826:SZSE.002670:CONDITIONAL_PROBE_VWAP_RECLAIM",
        "contract_version": "runtime_whitelist_contract_v1",
        "evidence_hash": "660e06d647928818a77ebba72e2c490470f764c753aaeabb78e7c17e1e9c3461",
        "whitelist_binding": {
          "symbol": "SZSE.002670",
          "plan_id": "20260826:SZSE.002670:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "660e06d647928818a77ebba72e2c490470f764c753aaeabb78e7c17e1e9c3461",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        "lifecycle_stage": null,
        "mainline_label": null
      },
      {
        "symbol": "SHSE.601216",
        "name": "君正集团",
        "theme": "生物疫苗",
        "paper_scope": "active",
        "priority": 0,
        "ret_pct": 0.4319654427645814,
        "last": 4.65,
        "vwap": 4.635262680801128,
        "above_vwap": true,
        "amount": 281241782.0,
        "plan_id": "20260826:SHSE.601216:CONDITIONAL_PROBE_VWAP_RECLAIM",
        "contract_version": "runtime_whitelist_contract_v1",
        "evidence_hash": "22fccf8d2057a639b1d89306997a3ddfda35887860a17a5c0b842491f78d4503",
        "whitelist_binding": {
          "symbol": "SHSE.601216",
          "plan_id": "20260826:SHSE.601216:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "22fccf8d2057a639b1d89306997a3ddfda35887860a17a5c0b842491f78d4503",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        "lifecycle_stage": null,
        "mainline_label": null
      },
      {
        "symbol": "SZSE.002160",
        "name": "常铝股份",
        "theme": "生物疫苗",
        "paper_scope": "active",
        "priority": 2,
        "ret_pct": 0.24449877750609694,
        "last": 4.1,
        "vwap": 4.089124005118761,
        "above_vwap": true,
        "amount": 65505722.0,
        "plan_id": "20260826:SZSE.002160:CONDITIONAL_PROBE_VWAP_RECLAIM",
        "contract_version": "runtime_whitelist_contract_v1",
        "evidence_hash": "00066a183501496f1b676acf6039b664d27b1a3a2db1c4b99abc91cd0b85f73f",
        "whitelist_binding": {
          "symbol": "SZSE.002160",
          "plan_id": "20260826:SZSE.002160:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "00066a183501496f1b676acf6039b664d27b1a3a2db1c4b99abc91cd0b85f73f",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        "lifecycle_stage": null,
        "mainline_label": null
      }
    ],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "WAIT_CONFIRM",
      "label": "盘中风格未确认",
      "entry_policy": "wait",
      "official_buy_allowed": false,
      "reason": "wait_for_intraday_style_confirmation",
      "pool_up_ratio": 0.5417,
      "active_up_ratio": 1.0,
      "active_positive": 3,
      "active_positive_min": 1,
      "active_above_vwap": 3,
      "active_total": 3,
      "sample_total": 96,
      "signal_contract_total": 96,
      "active_contract_total": 3,
      "dominant_theme": "抽水蓄能",
      "dominant_theme_share": 0.2361,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "official_whitelist_contracts": [],
      "whitelist_contract_required": true,
      "whitelist_integrity": "NOT_EXECUTABLE",
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [
        "SHSE.601216",
        "SZSE.002670",
        "SZSE.002160"
      ],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "LOW",
        "score": 0.0,
        "raw_score": 0.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 0.0,
        "label": "外部科技冲击低",
        "entry_policy": "normal",
        "tech_new_buy_allowed": true,
        "earliest_entry_time": "09:35",
        "position_cap_pct": null,
        "risk_priority_boost": false,
        "reasons": [
          "no_external_tech_shock_evidence_default_pass"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260827.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-08-27T09:25:15+08:00"
      },
      "active_samples": [
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          "theme": "证券 / 券商概念",
          "paper_scope": "active",
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          "ret_pct": 6.352087114337568,
          "last": 11.72,
          "vwap": 11.711917964640875,
          "above_vwap": true,
          "amount": 898487985.0,
          "plan_id": "20260826:SZSE.002670:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
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          "whitelist_binding": {
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            "plan_id": "20260826:SZSE.002670:CONDITIONAL_PROBE_VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "660e06d647928818a77ebba72e2c490470f764c753aaeabb78e7c17e1e9c3461",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.601216",
          "name": "君正集团",
          "theme": "生物疫苗",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": 0.4319654427645814,
          "last": 4.65,
          "vwap": 4.635262680801128,
          "above_vwap": true,
          "amount": 281241782.0,
          "plan_id": "20260826:SHSE.601216:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "22fccf8d2057a639b1d89306997a3ddfda35887860a17a5c0b842491f78d4503",
          "whitelist_binding": {
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            "plan_id": "20260826:SHSE.601216:CONDITIONAL_PROBE_VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "22fccf8d2057a639b1d89306997a3ddfda35887860a17a5c0b842491f78d4503",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.002160",
          "name": "常铝股份",
          "theme": "生物疫苗",
          "paper_scope": "active",
          "priority": 2,
          "ret_pct": 0.24449877750609694,
          "last": 4.1,
          "vwap": 4.089124005118761,
          "above_vwap": true,
          "amount": 65505722.0,
          "plan_id": "20260826:SZSE.002160:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "00066a183501496f1b676acf6039b664d27b1a3a2db1c4b99abc91cd0b85f73f",
          "whitelist_binding": {
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            "plan_id": "20260826:SZSE.002160:CONDITIONAL_PROBE_VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "00066a183501496f1b676acf6039b664d27b1a3a2db1c4b99abc91cd0b85f73f",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        }
      ],
      "sample_rows": [
        {
          "symbol": "SHSE.600103",
          "name": "青山纸业",
          "theme": "造纸印刷",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 10.086455331412104,
          "last": 3.82,
          "vwap": 3.7612578302220556,
          "above_vwap": true,
          "amount": 506050160.0,
          "plan_id": "20260826:SHSE.600103:LIMIT_ANCHOR_NO_CHASE",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "0a960078e9fe924cf4f1f0db3b4e1dfaea914393b9f550b2f8c4f709fdea1193",
          "whitelist_binding": {
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            "plan_id": "20260826:SHSE.600103:LIMIT_ANCHOR_NO_CHASE",
            "contract_version": "runtime_whitelist_contract_v1",
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            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600613",
          "name": "神奇制药",
          "theme": "参股券商 / 参股银行",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 10.047393364928903,
          "last": 11.61,
          "vwap": 11.60508037647414,
          "above_vwap": true,
          "amount": 676439246.0,
          "plan_id": "20260826:SHSE.600613:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "d3ff0fa3882070f060e82692beb90504824ddf47753f5b00d1e981f2354b1e3c",
          "whitelist_binding": {
            "symbol": "SHSE.600613",
            "plan_id": "20260826:SHSE.600613:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "d3ff0fa3882070f060e82692beb90504824ddf47753f5b00d1e981f2354b1e3c",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.603618",
          "name": "杭电股份",
          "theme": "抽水蓄能",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 9.993734335839587,
          "last": 35.11,
          "vwap": 34.28932127414931,
          "above_vwap": true,
          "amount": 2290279778.0,
          "plan_id": "20260826:SHSE.603618:LIMIT_ANCHOR_NO_CHASE",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "65d51f0b9337ff84aaf6565345beeb96b13753851a4739df83c607b5e1d90ef5",
          "whitelist_binding": {
            "symbol": "SHSE.603618",
            "plan_id": "20260826:SHSE.603618:LIMIT_ANCHOR_NO_CHASE",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "65d51f0b9337ff84aaf6565345beeb96b13753851a4739df83c607b5e1d90ef5",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.002670",
          "name": "国盛证券",
          "theme": "证券 / 券商概念",
          "paper_scope": "active",
          "priority": 1,
          "ret_pct": 6.352087114337568,
          "last": 11.72,
          "vwap": 11.711917964640875,
          "above_vwap": true,
          "amount": 898487985.0,
          "plan_id": "20260826:SZSE.002670:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "660e06d647928818a77ebba72e2c490470f764c753aaeabb78e7c17e1e9c3461",
          "whitelist_binding": {
            "symbol": "SZSE.002670",
            "plan_id": "20260826:SZSE.002670:CONDITIONAL_PROBE_VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "660e06d647928818a77ebba72e2c490470f764c753aaeabb78e7c17e1e9c3461",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600354",
          "name": "敦煌种业",
          "theme": "参股券商 / 乡村振兴",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 5.832147937411092,
          "last": 7.44,
          "vwap": 7.359660718330504,
          "above_vwap": true,
          "amount": 688825973.0,
          "plan_id": "20260826:SHSE.600354:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "d71b9ce216a5120199169028ea1d9faf3db88af4b957b7c5f7d2449eef8a8d5d",
          "whitelist_binding": {
            "symbol": "SHSE.600354",
            "plan_id": "20260826:SHSE.600354:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "d71b9ce216a5120199169028ea1d9faf3db88af4b957b7c5f7d2449eef8a8d5d",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.300085",
          "name": "银之杰",
          "theme": "参股券商 / 数字货币",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 5.181002989040184,
          "last": 31.67,
          "vwap": 31.12863817184406,
          "above_vwap": true,
          "amount": 2489942413.0,
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      "execution_regime_source": "reports/theme_cleaning/market_trajectory_20260827.json",
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        "source": "dated_evidence_price_universe",
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    "official_whitelist_contracts": [],
    "whitelist_contract_required": true,
    "whitelist_integrity": "NOT_EXECUTABLE",
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      "source_file": "reports/external_checks/external_tech_shock_20260827.json",
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      "source_ths_errors": {},
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    "active_quote_total": 3,
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    "active_quotes_available": true,
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        "entry_policy": "wait",
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        "official_symbol_whitelist": [],
        "official_whitelist_contracts": [],
        "whitelist_contract_required": true,
        "whitelist_integrity": "NOT_EXECUTABLE",
        "structural_hot_themes": [],
        "structural_symbol_whitelist": [],
        "conditional_probe_symbol_whitelist": [
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        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260827.json",
        "source_errors": {},
        "source_ths_errors": {},
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    "entry_policy": "wait",
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    "official_whitelist_contracts": [],
    "whitelist_contract_required": true,
    "whitelist_integrity": "NOT_EXECUTABLE",
    "structural_symbol_whitelist": [],
    "conditional_probe_symbol_whitelist": [
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      "partial_gate_behavior": "verified_source",
      "confidence_note": "外部数据完整度正常。",
      "source_file": "reports/external_checks/external_tech_shock_20260827.json",
      "source_errors": {},
      "source_ths_errors": {},
      "source_generated_at": "2026-08-27T09:25:15+08:00"
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