{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-09-04T14:55:19",
  "trade_date": "20260904",
  "plan_date": "20260903",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "OBSERVE_ONLY",
  "effective_allow_new_positions": false,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20260904",
    "plan_date": "20260903",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [],
    "entry_reconfirmation_required": false,
    "evidence": {
      "path": "inbox/local_public/20260904/evidence/preopen_execution_evidence_20260904.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20260904.json",
      "state": "preopen_runtime_candidate",
      "current_record_state": "preopen_runtime_candidate",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "MIXED",
      "regime_alignment": {
        "plan_regime": "MIXED",
        "execution_regime": "MIXED",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "aligned",
        "mismatch": false,
        "regime_delta": 0,
        "transition_direction": "unchanged",
        "blocking_reasons": [],
        "note": "计划日与执行日 regime 已对齐，仍需盘中 Strict Gate。",
        "action": "continue_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.7,
        "market_up_ratio": 0.696,
        "divergence_pct_points": 0.4,
        "source": "verified_full_market_breadth",
        "state": "normal",
        "alert_kind": "none",
        "alert": false,
        "selection_review_required": false,
        "recommended_total_position_cap_pct": null,
        "action": "候选池与全市场广度未出现需单独处理的极端剪刀差。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20260904",
        "status": "CLEAR",
        "severity": "GREEN",
        "window": "09:00-09:25",
        "plan_regime": "MIXED",
        "execution_regime": "MIXED",
        "plan_score": null,
        "execution_score": 72.08,
        "score_delta": null,
        "mismatch": false,
        "comparison_state": "aligned",
        "execution_regime_confirmed": true,
        "external_level": "LOW",
        "external_source_path": "reports/external_checks/external_tech_shock_20260904.json",
        "triggers": [],
        "action": "开盘前按正常计划复核，仍需盘中 Strict Gate。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20260904.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20260904",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260903_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "sector_external_validation": {
      "status": "UNAVAILABLE",
      "role": "external_confirmation_only",
      "can_grant_entry_permission": false,
      "missing_or_stale_is_bearish": false,
      "validation_path": null,
      "crosscheck_path": null,
      "preopen_overall_state": null,
      "preopen_summary": {},
      "confirmed_sectors": [],
      "watch_sectors": [],
      "rotation_candidates_not_in_plan": [],
      "interval_start": null,
      "interval_end": null,
      "interval_provisional": null,
      "action": "开盘啦证据缺失只记数据质量告警，继续依赖主板块合同，不得判成板块转弱。"
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260903_active_plan_v2_for_trading.json",
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective",
      "entry_reconfirmation_required": false,
      "soft_restrictions": [],
      "permission_source": "active_plan_contract",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20260904_conditional_probe_reconfirmation.json",
        "status": "NOT_APPLICABLE_ACTIVE_PLAN",
        "candidate_symbols": [
          "SHSE.600489",
          "SZSE.002196",
          "SHSE.600807"
        ],
        "valid": false,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "active execution shortlist is already permitted; conditional candidates remain watch-only and cannot grant additional entry permission"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 2,
    "active_plan_contracts": 2,
    "watch_candidate_contracts": 4,
    "watch_only_contracts": 8,
    "actionable": 0,
    "filled_orders": 0,
    "filled_official_orders": 0,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 14,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 0,
    "rejected_order_attempts": 0
  },
  "paper_orders": [],
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade,signal_pool_breadth_not_repaired,active_leaders_not_positive_enough,active_leaders_not_above_vwap,active_mainline_not_confirmed",
    "enabled": true,
    "pool_up_ratio": 0.2143,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 0.0,
    "active_up_ratio_min": 0.5,
    "active_positive": 0,
    "active_positive_min": 1,
    "active_above_vwap": 0,
    "active_total": 2,
    "sample_total": 14,
    "active_samples": [
      {
        "symbol": "SZSE.002155",
        "name": "湖南黄金",
        "theme": "贵金属 / 黄金概念",
        "paper_scope": "active",
        "priority": 0,
        "ret_pct": -2.941176470588236,
        "last": 26.73,
        "vwap": 27.16967721169047,
        "above_vwap": false,
        "amount": 2093352988.0,
        "plan_id": "20260903:SZSE.002155:SECOND_WAVE_BREAK_VWAP",
        "contract_version": "runtime_whitelist_contract_v1",
        "evidence_hash": "c3efa16ff5f38973f498448d3eb25b8601d2cc9bec435ab97f9087e31a64e47d",
        "whitelist_binding": {
          "symbol": "SZSE.002155",
          "plan_id": "20260903:SZSE.002155:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "c3efa16ff5f38973f498448d3eb25b8601d2cc9bec435ab97f9087e31a64e47d",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        "lifecycle_stage": null,
        "mainline_label": null
      },
      {
        "symbol": "SZSE.002716",
        "name": "湖南白银",
        "theme": "贵金属 / 黄金概念",
        "paper_scope": "active",
        "priority": 1,
        "ret_pct": -3.106125970664364,
        "last": 11.23,
        "vwap": 11.374669121075078,
        "above_vwap": false,
        "amount": 2744790694.0,
        "plan_id": "20260903:SZSE.002716:SECOND_WAVE_BREAK_VWAP",
        "contract_version": "runtime_whitelist_contract_v1",
        "evidence_hash": "dd834abe5337f7218bb7e9e981ffb88e66a9abb222bd920c1d82cfda25e71676",
        "whitelist_binding": {
          "symbol": "SZSE.002716",
          "plan_id": "20260903:SZSE.002716:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "dd834abe5337f7218bb7e9e981ffb88e66a9abb222bd920c1d82cfda25e71676",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        "lifecycle_stage": null,
        "mainline_label": null
      }
    ],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "MAINLINE_BREAK",
      "label": "主线承接断裂",
      "entry_policy": "no_official_buy",
      "official_buy_allowed": false,
      "reason": "active_mainline_not_confirmed",
      "pool_up_ratio": 0.2143,
      "active_up_ratio": 0.0,
      "active_positive": 0,
      "active_positive_min": 1,
      "active_above_vwap": 0,
      "active_total": 2,
      "sample_total": 14,
      "signal_contract_total": 14,
      "active_contract_total": 2,
      "dominant_theme": "贵金属 / 黄金概念",
      "dominant_theme_share": 0.6573,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "official_whitelist_contracts": [],
      "whitelist_contract_required": true,
      "whitelist_integrity": "NOT_EXECUTABLE",
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "LOW",
        "score": 12.0,
        "raw_score": 12.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 12.0,
        "label": "外部科技冲击低",
        "entry_policy": "normal",
        "tech_new_buy_allowed": true,
        "earliest_entry_time": "09:35",
        "position_cap_pct": null,
        "risk_priority_boost": false,
        "reasons": [
          "domestic_tech_down_ratio_73%"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260904.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-09-04T09:25:05+08:00"
      },
      "active_samples": [
        {
          "symbol": "SZSE.002155",
          "name": "湖南黄金",
          "theme": "贵金属 / 黄金概念",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": -2.941176470588236,
          "last": 26.73,
          "vwap": 27.16967721169047,
          "above_vwap": false,
          "amount": 2093352988.0,
          "plan_id": "20260903:SZSE.002155:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "c3efa16ff5f38973f498448d3eb25b8601d2cc9bec435ab97f9087e31a64e47d",
          "whitelist_binding": {
            "symbol": "SZSE.002155",
            "plan_id": "20260903:SZSE.002155:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "c3efa16ff5f38973f498448d3eb25b8601d2cc9bec435ab97f9087e31a64e47d",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.002716",
          "name": "湖南白银",
          "theme": "贵金属 / 黄金概念",
          "paper_scope": "active",
          "priority": 1,
          "ret_pct": -3.106125970664364,
          "last": 11.23,
          "vwap": 11.374669121075078,
          "above_vwap": false,
          "amount": 2744790694.0,
          "plan_id": "20260903:SZSE.002716:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "dd834abe5337f7218bb7e9e981ffb88e66a9abb222bd920c1d82cfda25e71676",
          "whitelist_binding": {
            "symbol": "SZSE.002716",
            "plan_id": "20260903:SZSE.002716:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "dd834abe5337f7218bb7e9e981ffb88e66a9abb222bd920c1d82cfda25e71676",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        }
      ],
      "sample_rows": [
        {
          "symbol": "SHSE.600655",
          "name": "豫园股份",
          "theme": "贵金属 / 黄金概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.4424778761062065,
          "last": 4.54,
          "vwap": 4.548471070591163,
          "above_vwap": false,
          "amount": 69446966.0,
          "plan_id": "20260903:SHSE.600655:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "a626efdf891267df0fb81a23dc7d3d79488782ff977057e42ffee3e9e33d6ab0",
          "whitelist_binding": {
            "symbol": "SHSE.600655",
            "plan_id": "20260903:SHSE.600655:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "a626efdf891267df0fb81a23dc7d3d79488782ff977057e42ffee3e9e33d6ab0",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600807",
          "name": "济高发展",
          "theme": "贵金属 / 黄金概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.3745318352059934,
          "last": 2.68,
          "vwap": 2.7012453228657347,
          "above_vwap": false,
          "amount": 35302305.0,
          "plan_id": "20260903:SHSE.600807:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "2474bb47eb3ede4291e9a0a8e0dcf18986a51fa2512fde82ceb3149312030149",
          "whitelist_binding": {
            "symbol": "SHSE.600807",
            "plan_id": "20260903:SHSE.600807:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "2474bb47eb3ede4291e9a0a8e0dcf18986a51fa2512fde82ceb3149312030149",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600824",
          "name": "益民集团",
          "theme": "贵金属 / 黄金概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.2666666666666595,
          "last": 3.76,
          "vwap": 3.774659347988126,
          "above_vwap": false,
          "amount": 57730395.0,
          "plan_id": "20260903:SHSE.600824:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "866da295dcc3c74af96f9cd78e9debcbd1a2c5b38ee3676deb3003566f3596e0",
          "whitelist_binding": {
            "symbol": "SHSE.600824",
            "plan_id": "20260903:SHSE.600824:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "866da295dcc3c74af96f9cd78e9debcbd1a2c5b38ee3676deb3003566f3596e0",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600489",
          "name": "中金黄金",
          "theme": "贵金属 / 黄金概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -0.5060334760607299,
          "last": 25.56,
          "vwap": 25.65595559882078,
          "above_vwap": false,
          "amount": 1763164499.0,
          "plan_id": "20260903:SHSE.600489:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "d4ef035ca30b428ec86aad1a41fb020379d9c1a1139a293089c67039c9a25480",
          "whitelist_binding": {
            "symbol": "SHSE.600489",
            "plan_id": "20260903:SHSE.600489:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "d4ef035ca30b428ec86aad1a41fb020379d9c1a1139a293089c67039c9a25480",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.300224",
          "name": "正海磁材",
          "theme": "贵金属有色",
          "paper_scope": "shadow_watch",
          "priority": 999,
          "ret_pct": -1.1824324324324342,
          "last": 11.7,
          "vwap": 11.87884976307721,
          "above_vwap": false,
          "amount": 204563296.0,
          "plan_id": "20260903:SZSE.300224:CORE_MAINLINE_GAP_CONFIRM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "25f4b47512ed7b30b462d7e52daa4027916f9f85b6b68c137b7c2d89b3e94ef5",
          "whitelist_binding": {
            "symbol": "SZSE.300224",
            "plan_id": "20260903:SZSE.300224:CORE_MAINLINE_GAP_CONFIRM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "25f4b47512ed7b30b462d7e52daa4027916f9f85b6b68c137b7c2d89b3e94ef5",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.300351",
          "name": "永贵电器",
          "theme": "共封装光学(CPO) / 高压快充",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -1.407506702412864,
          "last": 14.71,
          "vwap": 14.891552448419649,
          "above_vwap": false,
          "amount": 192133788.0,
          "plan_id": "20260903:SZSE.300351:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "adf93df622ceeb9768232be756a6f9c8770b1affd9d622c460fb46bd9136b2f0",
          "whitelist_binding": {
            "symbol": "SZSE.300351",
            "plan_id": "20260903:SZSE.300351:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "adf93df622ceeb9768232be756a6f9c8770b1affd9d622c460fb46bd9136b2f0",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.000975",
          "name": "山金国际",
          "theme": "贵金属 / 黄金概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -1.4639639639639657,
          "last": 26.25,
          "vwap": 26.455927210426484,
          "above_vwap": false,
          "amount": 1080923046.0,
          "plan_id": "20260903:SZSE.000975:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "4a064d20e14c183de17edae33112c3cb0ed4ac48a8d2e71b5884637275e42954",
          "whitelist_binding": {
            "symbol": "SZSE.000975",
            "plan_id": "20260903:SZSE.000975:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "4a064d20e14c183de17edae33112c3cb0ed4ac48a8d2e71b5884637275e42954",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600988",
          "name": "赤峰黄金",
          "theme": "贵金属 / 黄金概念",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": -1.9527896995708227,
          "last": 45.69,
          "vwap": 46.29196819830351,
          "above_vwap": false,
          "amount": 2471102296.0,
          "plan_id": "20260903:SHSE.600988:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "6aba09c64d4ee59e1b83f997f1c7e7fd99abc69a6ae7d62f047f2bd368395ce5",
          "whitelist_binding": {
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