{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-09-29T14:55:04",
  "trade_date": "20260929",
  "plan_date": "20260928",
  "runtime_status": "SHADOW_RUNNING",
  "configured_trade_mode": "OBSERVE_ONLY",
  "configured_allow_new_positions": false,
  "effective_trade_mode": "OBSERVE_ONLY",
  "effective_allow_new_positions": false,
  "trade_mode": "OBSERVE_ONLY",
  "allow_new_positions": false,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20260929",
    "plan_date": "20260928",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [
      "plan_regime_mismatch_require_execution_reconfirmation"
    ],
    "entry_reconfirmation_required": true,
    "evidence": {
      "path": "inbox/local_public/20260929/evidence/preopen_execution_evidence_20260929.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20260929.json",
      "state": "preopen_runtime_candidate",
      "current_record_state": "preopen_runtime_candidate",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "WEAK",
      "regime_alignment": {
        "plan_regime": "MIXED",
        "execution_regime": "WEAK",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "mismatch",
        "mismatch": true,
        "regime_delta": 2,
        "transition_direction": "deteriorating",
        "blocking_reasons": [],
        "note": "计划日 regime 仅作盘前假设，执行日观测不一致（市场较计划恶化）；必须以执行日数据重新确认，并继续通过当日 Strict Gate，不能继承计划日的乐观权限。",
        "action": "require_execution_reconfirmation_then_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.0952,
        "market_up_ratio": 0.7393,
        "divergence_pct_points": -64.4,
        "source": "kaipanla_exact_date_market_sentiment",
        "state": "candidate_pool_coverage_miss",
        "alert_kind": "selection_coverage",
        "alert": true,
        "selection_review_required": true,
        "recommended_total_position_cap_pct": null,
        "action": "候选池显著弱于全市场；立即复核主线覆盖、候选池更新和盘中新主线晋级，不得把候选池偏弱误写成全市场偏弱，也不得因此自动放宽仓位。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20260929",
        "status": "ALERT",
        "severity": "AMBER",
        "window": "09:00-09:25",
        "plan_regime": "MIXED",
        "execution_regime": "WEAK",
        "plan_score": null,
        "execution_score": 3.87,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "mismatch",
        "execution_regime_confirmed": true,
        "external_level": "LOW",
        "external_source_path": "reports/external_checks/external_tech_shock_20260929.json",
        "triggers": [
          "plan_regime_MIXED_to_execution_WEAK"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20260929.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20260929",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260928_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "sector_external_validation": {
      "status": "UNAVAILABLE",
      "role": "external_confirmation_only",
      "can_grant_entry_permission": false,
      "missing_or_stale_is_bearish": false,
      "validation_path": null,
      "crosscheck_path": null,
      "preopen_overall_state": null,
      "preopen_summary": {},
      "confirmed_sectors": [],
      "watch_sectors": [],
      "rotation_candidates_not_in_plan": [],
      "interval_start": null,
      "interval_end": null,
      "interval_provisional": null,
      "action": "开盘啦证据缺失只记数据质量告警，继续依赖主板块合同，不得判成板块转弱。"
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260928_active_plan_v2_for_trading.json",
      "target_trade_date": "20260929",
      "targets_execution_date": true,
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective_reconfirmation_required",
      "entry_reconfirmation_required": true,
      "soft_restrictions": [
        "plan_regime_mismatch_require_execution_reconfirmation"
      ],
      "permission_source": "conditional_probe_reconfirmation",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20260929_conditional_probe_reconfirmation.json",
        "status": "READY",
        "candidate_symbols": [
          "SHSE.600795",
          "SZSE.002714",
          "SZSE.002100"
        ],
        "valid": true,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "same_day_quotes_and_risk_coverage_ready; candidates still require one-probe Strict Gate confirmation"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 0,
    "active_plan_contracts": 0,
    "watch_candidate_contracts": 21,
    "watch_only_contracts": 0,
    "actionable": 0,
    "filled_orders": 0,
    "filled_official_orders": 0,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 21,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 0,
    "rejected_order_attempts": 0
  },
  "paper_orders": [],
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade,signal_pool_breadth_not_repaired,active_leaders_not_positive_enough,active_leaders_not_above_vwap,no_active_candidates,active_mainline_not_confirmed",
    "enabled": true,
    "pool_up_ratio": 0.2857,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 0.0,
    "active_up_ratio_min": 0.5,
    "active_positive": 0,
    "active_positive_min": 1,
    "active_above_vwap": 0,
    "active_total": 0,
    "sample_total": 21,
    "active_samples": [],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "MAINLINE_BREAK",
      "label": "主线承接断裂",
      "entry_policy": "no_official_buy",
      "official_buy_allowed": false,
      "reason": "active_mainline_not_confirmed",
      "pool_up_ratio": 0.2857,
      "active_up_ratio": 0.0,
      "active_positive": 0,
      "active_positive_min": 1,
      "active_above_vwap": 0,
      "active_total": 0,
      "sample_total": 21,
      "signal_contract_total": 21,
      "active_contract_total": 0,
      "dominant_theme": "猪肉",
      "dominant_theme_share": 0.3443,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "official_whitelist_contracts": [],
      "whitelist_contract_required": true,
      "whitelist_integrity": "NOT_EXECUTABLE",
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "LOW",
        "score": 24.0,
        "raw_score": 24.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 24.0,
        "label": "外部科技冲击低",
        "entry_policy": "normal",
        "tech_new_buy_allowed": true,
        "earliest_entry_time": "09:35",
        "position_cap_pct": null,
        "risk_priority_boost": false,
        "reasons": [
          "sox_negative_-1.61%"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260929.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-09-29T09:25:22+08:00"
      },
      "active_samples": [],
      "sample_rows": [
        {
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          "name": "大连热电",
          "theme": "振兴沈阳",
          "paper_scope": "shadow_watch",
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          "ret_pct": 4.464285714285721,
          "last": 8.19,
          "vwap": 8.072503281669485,
          "above_vwap": true,
          "amount": 367136642.0,
          "plan_id": "20260928:SHSE.600719:STRONG_WATCH_CONFIRM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "9b29fd66b1c8c90de3ff24e1bb545f905edc5acb8675bbad1cfba19f963420b4",
          "whitelist_binding": {
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            "plan_id": "20260928:SHSE.600719:STRONG_WATCH_CONFIRM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "9b29fd66b1c8c90de3ff24e1bb545f905edc5acb8675bbad1cfba19f963420b4",
            "lifecycle_stage": null,
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        },
        {
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          "ret_pct": 2.0084566596194398,
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          "vwap": 9.596084854487996,
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          "amount": 40689319.0,
          "plan_id": "20260928:SHSE.605567:VWAP_RECLAIM",
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        },
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        },
        {
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        },
        {
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        },
        {
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            "lifecycle_stage": null,
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        },
        {
          "symbol": "SZSE.300761",
          "name": "立华股份",
          "theme": "猪肉 / 鸡肉",
          "paper_scope": "shadow_watch",
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          "ret_pct": -0.23946360153257462,
          "last": 20.83,
          "vwap": 20.766708701694213,
          "above_vwap": true,
          "amount": 140470171.0,
          "plan_id": "20260928:SZSE.300761:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "1e133687014dd88acb8d48876e335ac43cb365c631d5739a4800e70e1eff816a",
          "whitelist_binding": {
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            "plan_id": "20260928:SZSE.300761:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "1e133687014dd88acb8d48876e335ac43cb365c631d5739a4800e70e1eff816a",
            "lifecycle_stage": null,
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          },
          "lifecycle_stage": null,
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        },
        {
          "symbol": "SZSE.002840",
          "name": "华统股份",
          "theme": "猪肉 / 鸡肉",
          "paper_scope": "shadow_watch",
          "priority": 999,
          "ret_pct": -0.3750000000000031,
          "last": 7.97,
          "vwap": 7.97903822794475,
          "above_vwap": false,
          "amount": 91963203.0,
          "plan_id": "20260928:SZSE.002840:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "f54836fc48a7394a9a78e090d9402772ae97a1641d537df44ed340a4705d84bf",
          "whitelist_binding": {
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            "plan_id": "20260928:SZSE.002840:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "f54836fc48a7394a9a78e090d9402772ae97a1641d537df44ed340a4705d84bf",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
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        },
        {
          "symbol": "SZSE.002311",
          "name": "海大集团",
          "theme": "猪肉",
          "paper_scope": "shadow_watch",
          "priority": 999,
          "ret_pct": -0.4108264862252353,
          "last": 41.21,
          "vwap": 41.21667115947817,
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          "amount": 247695707.0,
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      "execution_regime_source": "reports/theme_cleaning/market_trajectory_20260929.json",
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      "candidate_pool_breadth_alert": {
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        "state": "candidate_pool_coverage_miss",
        "alert_kind": "selection_coverage",
        "alert": true,
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        "action": "候选池显著弱于全市场；立即复核主线覆盖、候选池更新和盘中新主线晋级，不得把候选池偏弱误写成全市场偏弱，也不得因此自动放宽仓位。"
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    "active_quote_total": 0,
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        "execution_regime_source": "reports/theme_cleaning/market_trajectory_20260929.json",
        "full_market_breadth_available": true,
        "candidate_pool_breadth_alert": {
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          "recommended_total_position_cap_pct": null,
          "action": "候选池显著弱于全市场；立即复核主线覆盖、候选池更新和盘中新主线晋级，不得把候选池偏弱误写成全市场偏弱，也不得因此自动放宽仓位。"
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        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260929.json",
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      "execution_regime_source": "reports/theme_cleaning/market_trajectory_20260929.json",
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        "action": "候选池显著弱于全市场；立即复核主线覆盖、候选池更新和盘中新主线晋级，不得把候选池偏弱误写成全市场偏弱，也不得因此自动放宽仓位。"
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