{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-09-30T14:55:18",
  "trade_date": "20260930",
  "plan_date": "20260929",
  "runtime_status": "SHADOW_RUNNING",
  "configured_trade_mode": "OBSERVE_ONLY",
  "configured_allow_new_positions": false,
  "effective_trade_mode": "OBSERVE_ONLY",
  "effective_allow_new_positions": false,
  "trade_mode": "OBSERVE_ONLY",
  "allow_new_positions": false,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20260930",
    "plan_date": "20260929",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [
      "plan_regime_mismatch_require_execution_reconfirmation"
    ],
    "entry_reconfirmation_required": true,
    "evidence": {
      "path": "inbox/local_public/20260930/evidence/preopen_execution_evidence_20260930.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20260930.json",
      "state": "preopen_runtime_candidate",
      "current_record_state": "preopen_runtime_candidate",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "COLD",
      "regime_alignment": {
        "plan_regime": "HOT",
        "execution_regime": "COLD",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "mismatch",
        "mismatch": true,
        "regime_delta": 3,
        "transition_direction": "deteriorating",
        "blocking_reasons": [],
        "note": "计划日 regime 仅作盘前假设，执行日观测不一致（市场较计划恶化）；必须以执行日数据重新确认，并继续通过当日 Strict Gate，不能继承计划日的乐观权限。",
        "action": "require_execution_reconfirmation_then_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.125,
        "market_up_ratio": 0.4769,
        "divergence_pct_points": -35.2,
        "source": "kaipanla_exact_date_market_sentiment",
        "state": "candidate_pool_coverage_miss",
        "alert_kind": "selection_coverage",
        "alert": true,
        "selection_review_required": true,
        "recommended_total_position_cap_pct": null,
        "action": "候选池显著弱于全市场；立即复核主线覆盖、候选池更新和盘中新主线晋级，不得把候选池偏弱误写成全市场偏弱，也不得因此自动放宽仓位。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20260930",
        "status": "ALERT",
        "severity": "AMBER",
        "window": "09:00-09:25",
        "plan_regime": "HOT",
        "execution_regime": "COLD",
        "plan_score": null,
        "execution_score": 0.0,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "mismatch",
        "execution_regime_confirmed": true,
        "external_level": "LOW",
        "external_source_path": "reports/external_checks/external_tech_shock_20260930.json",
        "triggers": [
          "plan_regime_HOT_to_execution_COLD"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20260930.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20260930",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260929_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "sector_external_validation": {
      "status": "READY",
      "role": "external_confirmation_only",
      "can_grant_entry_permission": false,
      "missing_or_stale_is_bearish": false,
      "validation_path": "reports/external_checks/kaipanla/kaipanla_sector_second_wave_validation_20260930.json",
      "crosscheck_path": "reports/external_checks/kaipanla/kaipanla_preopen_plan_crosscheck_20260930.json",
      "preopen_overall_state": "NO_ACTIVE_PLAN_RESEARCH_ONLY",
      "preopen_summary": {
        "active_theme_count": 0,
        "active_confirmed_count": 0,
        "active_reconfirm_count": 0,
        "active_unverified_count": 0,
        "rotation_candidate_count": 2
      },
      "confirmed_sectors": [],
      "watch_sectors": [
        "锂电池",
        "机器人概念"
      ],
      "rotation_candidates_not_in_plan": [
        {
          "sector_name": "锂电池",
          "sector_code": "801004",
          "validation_state": "WATCH",
          "score": 50,
          "current_rank": 3,
          "interval_rank": 3,
          "intraday_rhythm": "PERSISTENT",
          "lifecycle_stage": "STARTUP",
          "lifecycle_stage_label": "启动",
          "lifecycle_cycle_day": 1,
          "lifecycle_entry_window": true,
          "reason": "kaipanla_leader_not_represented_in_plan_research_only"
        },
        {
          "sector_name": "机器人概念",
          "sector_code": "801159",
          "validation_state": "WATCH",
          "score": 50,
          "current_rank": 7,
          "interval_rank": 2,
          "intraday_rhythm": "ACCELERATING",
          "lifecycle_stage": "STARTUP",
          "lifecycle_stage_label": "启动",
          "lifecycle_cycle_day": 1,
          "lifecycle_entry_window": true,
          "reason": "kaipanla_leader_not_represented_in_plan_research_only"
        }
      ],
      "interval_start": "20260923",
      "interval_end": "20260930",
      "interval_provisional": true,
      "action": "外部板块结构已核对，继续执行主数据合同与盘中 Strict Gate。"
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260929_active_plan_v2_for_trading.json",
      "target_trade_date": "20260930",
      "targets_execution_date": true,
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective_reconfirmation_required",
      "entry_reconfirmation_required": true,
      "soft_restrictions": [
        "plan_regime_mismatch_require_execution_reconfirmation"
      ],
      "permission_source": "conditional_probe_reconfirmation",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20260930_conditional_probe_reconfirmation.json",
        "status": "READY",
        "candidate_symbols": [
          "SZSE.301041",
          "SZSE.000031",
          "SHSE.601999"
        ],
        "valid": true,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "same_day_quotes_and_risk_coverage_ready; candidates still require one-probe Strict Gate confirmation"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 0,
    "active_plan_contracts": 0,
    "watch_candidate_contracts": 24,
    "watch_only_contracts": 0,
    "actionable": 0,
    "filled_orders": 0,
    "filled_official_orders": 0,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 24,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 0,
    "rejected_order_attempts": 0
  },
  "paper_orders": [],
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade,signal_pool_breadth_not_repaired,active_leaders_not_positive_enough,active_leaders_not_above_vwap,no_active_candidates,active_mainline_not_confirmed",
    "enabled": true,
    "pool_up_ratio": 0.2917,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 0.0,
    "active_up_ratio_min": 0.5,
    "active_positive": 0,
    "active_positive_min": 1,
    "active_above_vwap": 0,
    "active_total": 0,
    "sample_total": 24,
    "active_samples": [],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "MAINLINE_BREAK",
      "label": "主线承接断裂",
      "entry_policy": "no_official_buy",
      "official_buy_allowed": false,
      "reason": "active_mainline_not_confirmed",
      "pool_up_ratio": 0.2917,
      "active_up_ratio": 0.0,
      "active_positive": 0,
      "active_positive_min": 1,
      "active_above_vwap": 0,
      "active_total": 0,
      "sample_total": 24,
      "signal_contract_total": 24,
      "active_contract_total": 0,
      "dominant_theme": "元件",
      "dominant_theme_share": 0.5366,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "official_whitelist_contracts": [],
      "whitelist_contract_required": true,
      "whitelist_integrity": "NOT_EXECUTABLE",
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "MEDIUM",
        "score": 42.0,
        "raw_score": 42.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 42.0,
        "label": "外部科技冲击中等",
        "entry_policy": "delay_tech_confirm",
        "tech_new_buy_allowed": true,
        "earliest_entry_time": "10:00",
        "position_cap_pct": 70.0,
        "risk_priority_boost": false,
        "reasons": [
          "domestic_tech_avg_negative_-5.37%",
          "domestic_tech_down_ratio_83%"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20260930.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-09-30T09:25:20+08:00"
      },
      "active_samples": [],
      "sample_rows": [
        {
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          "name": "金地集团",
          "theme": "房地产",
          "paper_scope": "shadow_watch",
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          "last": 2.75,
          "vwap": 2.557053380246324,
          "above_vwap": true,
          "amount": 1241362732.0,
          "plan_id": "20260929:SHSE.600383:STRONG_WATCH_CONFIRM",
          "contract_version": "runtime_whitelist_contract_v1",
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          "whitelist_binding": {
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            "contract_version": "runtime_whitelist_contract_v1",
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            "lifecycle_stage": null,
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        },
        {
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          "name": "绿地控股",
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          "ret_pct": 2.6666666666666616,
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        },
        {
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        },
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          "whitelist_binding": {
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          "whitelist_binding": {
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        },
        {
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          "plan_id": "20260929:SHSE.600088:STRONG_WATCH_CONFIRM",
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          "whitelist_binding": {
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            "contract_version": "runtime_whitelist_contract_v1",
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        },
        {
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          "theme": "房地产",
          "paper_scope": "shadow_watch",
          "priority": 999,
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          "vwap": 3.3979221277209737,
          "above_vwap": true,
          "amount": 171911414.0,
          "plan_id": "20260929:SZSE.000965:STRONG_WATCH_CONFIRM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "87641a262698954c7ceedab9dfc9c5509f8ee372bf337297d8405f17fbd39327",
          "whitelist_binding": {
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          },
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        },
        {
          "symbol": "SHSE.601801",
          "name": "皖新传媒",
          "theme": "文化传媒 / 传媒娱乐",
          "paper_scope": "shadow_watch",
          "priority": 999,
          "ret_pct": -0.9025270758122761,
          "last": 5.49,
          "vwap": 5.529753166175863,
          "above_vwap": false,
          "amount": 168625399.0,
          "plan_id": "20260929:SHSE.601801:STRONG_WATCH_CONFIRM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "a769c24dba6531fb34c7f5a996353b7c912eb56b5ff47f8521458f8d578ddcff",
          "whitelist_binding": {
            "symbol": "SHSE.601801",
            "plan_id": "20260929:SHSE.601801:STRONG_WATCH_CONFIRM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "a769c24dba6531fb34c7f5a996353b7c912eb56b5ff47f8521458f8d578ddcff",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.300291",
          "name": "百纳千成",
          "theme": "文化传媒 / 传媒娱乐",
          "paper_scope": "shadow_watch",
          "priority": 999,
          "ret_pct": -1.5717092337917515,
          "last": 5.01,
          "vwap": 5.015100109796759,
          "above_vwap": false,
          "amount": 298722432.0,
          "plan_id": "20260929:SZSE.300291:STRONG_WATCH_CONFIRM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "a3dbebaff95853b38b29e3548292248a988e142410417859a0643e31d5b3b516",
          "whitelist_binding": {
            "symbol": "SZSE.300291",
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      "execution_regime_source": "reports/theme_cleaning/market_trajectory_20260930.json",
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        "alert": true,
        "selection_review_required": true,
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        "action": "候选池显著弱于全市场；立即复核主线覆盖、候选池更新和盘中新主线晋级，不得把候选池偏弱误写成全市场偏弱，也不得因此自动放宽仓位。"
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      "source_errors": {},
      "source_ths_errors": {},
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    "signal_quotes_available": true,
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    "active_contract_total": 0,
    "active_quote_total": 0,
    "active_candidates_available": false,
    "active_quotes_available": false,
    "active_quote_coverage": null,
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    "raw_passed_before_hysteresis": false,
    "hysteresis": {
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      "intraday_style_gate": {
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        "active_positive_min": 1,
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        "dominant_theme_basis": "amount",
        "official_symbol_whitelist": [],
        "official_whitelist_contracts": [],
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        "whitelist_integrity": "NOT_EXECUTABLE",
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        "conditional_probe_symbol_whitelist": [],
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          "action": "候选池显著弱于全市场；立即复核主线覆盖、候选池更新和盘中新主线晋级，不得把候选池偏弱误写成全市场偏弱，也不得因此自动放宽仓位。"
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        "confidence_note": "外部数据完整度正常。",
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      "external_tech_shock_level": "MEDIUM",
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      "active_quote_total": 0,
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      "quote_diagnostic": "行情已到达，active候选为空"
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      "whitelist_integrity": "NOT_EXECUTABLE",
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      "structural_symbol_whitelist": [],
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      "execution_regime_source": "reports/theme_cleaning/market_trajectory_20260930.json",
      "full_market_breadth_available": true,
      "candidate_pool_breadth_alert": {
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        "source": "kaipanla_exact_date_market_sentiment",
        "state": "candidate_pool_coverage_miss",
        "alert_kind": "selection_coverage",
        "alert": true,
        "selection_review_required": true,
        "recommended_total_position_cap_pct": null,
        "action": "候选池显著弱于全市场；立即复核主线覆盖、候选池更新和盘中新主线晋级，不得把候选池偏弱误写成全市场偏弱，也不得因此自动放宽仓位。"
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      "partial_gate_behavior": "verified_source",
      "confidence_note": "外部数据完整度正常。",
      "source_file": "reports/external_checks/external_tech_shock_20260930.json",
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    "quote_diagnostic": "行情已到达，active候选为空"
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