{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "captured_at": "2026-10-01T14:55:29",
  "trade_date": "20261001",
  "plan_date": "20260930",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "OBSERVE_ONLY",
  "effective_allow_new_positions": false,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20261001",
    "plan_date": "20260930",
    "status": "SYSTEM_HALT",
    "hard_block_new_entries": true,
    "effective_allow_new_positions": false,
    "effective_trade_mode": "OBSERVE_ONLY",
    "block_reason": "data_pipeline_health_gate:evidence_pack_20261001_missing,market_trajectory_dashboard_recovered_UNKNOWN,execution_regime_unconfirmed",
    "blockers": [
      "evidence_pack_20261001_missing",
      "market_trajectory_dashboard_recovered_UNKNOWN",
      "execution_regime_unconfirmed"
    ],
    "soft_restrictions": [
      "kaipanla_active_sector_requires_intraday_reacceleration"
    ],
    "entry_reconfirmation_required": true,
    "evidence": {
      "path": null,
      "state": "missing"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20261001.json",
      "state": "dashboard_recovered",
      "current_record_state": "dashboard_recovered",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "UNKNOWN",
      "regime_alignment": {
        "plan_regime": "MIXED",
        "execution_regime": "UNKNOWN",
        "plan_regime_known": true,
        "execution_regime_confirmed": false,
        "comparison_state": "unknown_execution",
        "mismatch": true,
        "regime_delta": null,
        "transition_direction": "unknown",
        "blocking_reasons": [
          "evidence_pack_20261001_missing",
          "market_trajectory_dashboard_recovered_UNKNOWN",
          "execution_regime_unconfirmed"
        ],
        "note": "执行日 regime 未确认；UNKNOWN 不是一致，确认前不得放行新入场。",
        "action": "hard_block_new_entries_until_execution_regime_reconfirmed"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": null,
        "market_up_ratio": 0.4763,
        "divergence_pct_points": null,
        "source": "kaipanla_exact_date_visible_market_header",
        "state": "unavailable",
        "alert_kind": "data_unavailable",
        "alert": false,
        "selection_review_required": false,
        "recommended_total_position_cap_pct": null,
        "action": "候选池或全市场广度缺失；补齐同交易日全市场数据后再判断剪刀差。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20261001",
        "status": "ALERT",
        "severity": "AMBER",
        "window": "09:00-09:25",
        "plan_regime": "MIXED",
        "execution_regime": "UNKNOWN",
        "plan_score": null,
        "execution_score": null,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "unknown_execution",
        "execution_regime_confirmed": false,
        "external_level": "LOW",
        "external_source_path": "reports/external_checks/external_tech_shock_20261001.json",
        "triggers": [
          "execution_regime_unknown"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20261001.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20261001",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20260930_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "sector_external_validation": {
      "status": "READY",
      "role": "external_confirmation_only",
      "can_grant_entry_permission": false,
      "missing_or_stale_is_bearish": false,
      "validation_path": "reports/external_checks/kaipanla/kaipanla_sector_second_wave_validation_20261001.json",
      "crosscheck_path": "reports/external_checks/kaipanla/kaipanla_preopen_plan_crosscheck_20261001.json",
      "preopen_overall_state": "ACTIVE_RECONFIRM_REQUIRED",
      "preopen_summary": {
        "active_theme_count": 3,
        "active_confirmed_count": 0,
        "active_reconfirm_count": 0,
        "active_unverified_count": 3,
        "rotation_candidate_count": 2
      },
      "confirmed_sectors": [
        "锂电池"
      ],
      "watch_sectors": [
        "机器人概念"
      ],
      "rotation_candidates_not_in_plan": [
        {
          "sector_name": "机器人概念",
          "sector_code": "801159",
          "validation_state": "WATCH",
          "score": 66,
          "current_rank": 7,
          "interval_rank": 2,
          "intraday_rhythm": "PERSISTENT",
          "lifecycle_stage": "STARTUP",
          "lifecycle_stage_label": "启动",
          "lifecycle_cycle_day": 1,
          "lifecycle_entry_window": true,
          "reason": "kaipanla_leader_not_represented_in_plan_research_only"
        },
        {
          "sector_name": "锂电池",
          "sector_code": "801004",
          "validation_state": "CONFIRMED",
          "score": 71,
          "current_rank": 3,
          "interval_rank": 3,
          "intraday_rhythm": "PERSISTENT",
          "lifecycle_stage": "ACCELERATION",
          "lifecycle_stage_label": "加速",
          "lifecycle_cycle_day": 1,
          "lifecycle_entry_window": true,
          "reason": "kaipanla_leader_not_represented_in_plan_research_only"
        }
      ],
      "interval_start": "20260923",
      "interval_end": "20260930",
      "interval_provisional": false,
      "action": "计划板块需要盘中实时强度与资金重新确认，开盘啦不能单源放行。"
    },
    "plan_contract": {
      "path": "reports/trade_plan/20260930_active_plan_v2_for_trading.json",
      "target_trade_date": "20261001",
      "targets_execution_date": true,
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": false,
      "effective_trade_mode": "OBSERVE_ONLY",
      "reconciliation_status": "overridden_by_execution_health_gate",
      "entry_reconfirmation_required": true,
      "soft_restrictions": [
        "kaipanla_active_sector_requires_intraday_reacceleration"
      ],
      "permission_source": "active_plan_contract",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20261001_conditional_probe_reconfirmation.json",
        "status": "NOT_READY",
        "candidate_symbols": [],
        "valid": false,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "preopen_quote_confirmation_failed:quote_source=public_http_tencent:15/15; quote_feed_stale"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "summary": {
    "active_contracts": 5,
    "active_plan_contracts": 5,
    "watch_candidate_contracts": 0,
    "watch_only_contracts": 10,
    "actionable": 0,
    "filled_orders": 0,
    "filled_official_orders": 0,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 15,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 0,
    "rejected_order_attempts": 0
  },
  "paper_orders": [],
  "intraday_market_gate": {
    "passed": false,
    "reason": "quote_stale",
    "enabled": true,
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "NORMAL_THREE_RESONANCE",
      "label": "常规三振共振",
      "entry_policy": "strict_gate",
      "official_buy_allowed": true,
      "reason": "market_sector_stock_resonance_confirmed",
      "pool_up_ratio": 1.0,
      "active_up_ratio": 1.0,
      "active_positive": 5,
      "active_positive_min": 1,
      "active_above_vwap": 5,
      "active_total": 5,
      "sample_total": 15,
      "signal_contract_total": 15,
      "active_contract_total": 5,
      "dominant_theme": "医疗服务 / 医药消费链 / 创新药",
      "dominant_theme_share": 0.5427,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [
        "SHSE.600276",
        "SZSE.002020",
        "SZSE.002550",
        "SZSE.000963",
        "SHSE.600161"
      ],
      "official_whitelist_contracts": [
        {
          "symbol": "SHSE.600276",
          "plan_id": "20260930:SHSE.600276:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "480edbdad1fe033f412023998070c2602e3d0f9a06a93ff0ec72fc99cb79fb3c",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.002020",
          "plan_id": "20260930:SZSE.002020:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "805c8f239557dd50e05c51f0fea17f8957d58ba058c123512a2c5d23b0adb10e",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.002550",
          "plan_id": "20260930:SZSE.002550:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "b265319e7f7726debc4109892a64e872d74b897fe30e6f6b2c44538312dc1f60",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.000963",
          "plan_id": "20260930:SZSE.000963:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "678cbabeb877cf8484490642b91353e249f72dba292482402f15674cc1649f3d",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600161",
          "plan_id": "20260930:SHSE.600161:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "dcd7d2354437c334850a31de672cf701afd748b7f15c1babec051730eed7b56e",
          "lifecycle_stage": null,
          "mainline_label": null
        }
      ],
      "whitelist_contract_required": true,
      "whitelist_integrity": "PASS",
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "enabled": true,
        "level": "LOW",
        "score": 0.0,
        "raw_score": 0.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 0.0,
        "label": "外部科技冲击低",
        "entry_policy": "normal",
        "tech_new_buy_allowed": true,
        "earliest_entry_time": "09:35",
        "position_cap_pct": null,
        "risk_priority_boost": false,
        "reasons": [
          "no_external_tech_shock_evidence_default_pass"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_file": "reports/external_checks/external_tech_shock_20261001.json",
        "source_errors": {},
        "source_ths_errors": {},
        "source_generated_at": "2026-10-01T09:25:21+08:00"
      },
      "active_samples": [
        {
          "symbol": "SZSE.002020",
          "name": "京新药业",
          "theme": "化学制药 / 仿制药",
          "paper_scope": "active",
          "priority": 1,
          "ret_pct": 4.320987654320985,
          "last": 11.83,
          "vwap": 11.72674283502865,
          "above_vwap": true,
          "amount": 266655578.0,
          "plan_id": "20260930:SZSE.002020:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "805c8f239557dd50e05c51f0fea17f8957d58ba058c123512a2c5d23b0adb10e",
          "whitelist_binding": {
            "symbol": "SZSE.002020",
            "plan_id": "20260930:SZSE.002020:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "805c8f239557dd50e05c51f0fea17f8957d58ba058c123512a2c5d23b0adb10e",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.002550",
          "name": "千红制药",
          "theme": "医疗服务 / 医药消费链 / 创新药",
          "paper_scope": "active",
          "priority": 2,
          "ret_pct": 4.107424960505535,
          "last": 6.59,
          "vwap": 6.580323399638337,
          "above_vwap": true,
          "amount": 181945942.0,
          "plan_id": "20260930:SZSE.002550:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "b265319e7f7726debc4109892a64e872d74b897fe30e6f6b2c44538312dc1f60",
          "whitelist_binding": {
            "symbol": "SZSE.002550",
            "plan_id": "20260930:SZSE.002550:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "b265319e7f7726debc4109892a64e872d74b897fe30e6f6b2c44538312dc1f60",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600161",
          "name": "天坛生物",
          "theme": "医疗服务 / 超级细菌",
          "paper_scope": "active",
          "priority": 4,
          "ret_pct": 3.8778877887788887,
          "last": 12.59,
          "vwap": 12.471154505540456,
          "above_vwap": true,
          "amount": 268422894.0,
          "plan_id": "20260930:SHSE.600161:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "dcd7d2354437c334850a31de672cf701afd748b7f15c1babec051730eed7b56e",
          "whitelist_binding": {
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            "plan_id": "20260930:SHSE.600161:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "dcd7d2354437c334850a31de672cf701afd748b7f15c1babec051730eed7b56e",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600276",
          "name": "恒瑞医药",
          "theme": "医疗服务 / 医药消费链 / 创新药",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": 3.4633932485752084,
          "last": 47.2,
          "vwap": 46.671509111657926,
          "above_vwap": true,
          "amount": 5234863148.0,
          "plan_id": "20260930:SHSE.600276:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "480edbdad1fe033f412023998070c2602e3d0f9a06a93ff0ec72fc99cb79fb3c",
          "whitelist_binding": {
            "symbol": "SHSE.600276",
            "plan_id": "20260930:SHSE.600276:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "480edbdad1fe033f412023998070c2602e3d0f9a06a93ff0ec72fc99cb79fb3c",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.000963",
          "name": "华东医药",
          "theme": "医疗服务 / 医药消费链 / 创新药",
          "paper_scope": "active",
          "priority": 3,
          "ret_pct": 3.1284916201117285,
          "last": 27.69,
          "vwap": 27.496748005359645,
          "above_vwap": true,
          "amount": 902938211.0,
          "plan_id": "20260930:SZSE.000963:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "678cbabeb877cf8484490642b91353e249f72dba292482402f15674cc1649f3d",
          "whitelist_binding": {
            "symbol": "SZSE.000963",
            "plan_id": "20260930:SZSE.000963:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "678cbabeb877cf8484490642b91353e249f72dba292482402f15674cc1649f3d",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        }
      ],
      "sample_rows": [
        {
          "symbol": "SZSE.002058",
          "name": "紫竹高科",
          "theme": "核电核能",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 10.02178649237473,
          "last": 20.2,
          "vwap": 20.200007900454278,
          "above_vwap": false,
          "amount": 51136320.0,
          "plan_id": "20260930:SZSE.002058:LIMIT_ANCHOR_NO_CHASE",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "3fb524e5c452eb4ec300f3f8fd6c12d9535632584e915042f260c387643e0508",
          "whitelist_binding": {
            "symbol": "SZSE.002058",
            "plan_id": "20260930:SZSE.002058:LIMIT_ANCHOR_NO_CHASE",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "3fb524e5c452eb4ec300f3f8fd6c12d9535632584e915042f260c387643e0508",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.300489",
          "name": "光智科技",
          "theme": "核电核能",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 8.349552355001965,
          "last": 278.35,
          "vwap": 279.32912086964643,
          "above_vwap": false,
          "amount": 3887786503.0,
          "plan_id": "20260930:SZSE.300489:STRONG_WATCH_CONFIRM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "a262002a06d1f21ae0339bf716899e695ff5149023580346024f2f40849281f4",
          "whitelist_binding": {
            "symbol": "SZSE.300489",
            "plan_id": "20260930:SZSE.300489:STRONG_WATCH_CONFIRM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "a262002a06d1f21ae0339bf716899e695ff5149023580346024f2f40849281f4",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.300122",
          "name": "智飞生物",
          "theme": "医疗服务 / 医药消费链 / 创新药",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 6.8807339449541205,
          "last": 13.98,
          "vwap": 13.742660405056597,
          "above_vwap": true,
          "amount": 987636904.0,
          "plan_id": "20260930:SZSE.300122:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "0adf960c76ce78cd41a1c9f56940db70f4ec558c11882ceca1376fa5259d9dce",
          "whitelist_binding": {
            "symbol": "SZSE.300122",
            "plan_id": "20260930:SZSE.300122:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "0adf960c76ce78cd41a1c9f56940db70f4ec558c11882ceca1376fa5259d9dce",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.000993",
          "name": "闽东电力",
          "theme": "核电核能",
          "paper_scope": "conditional_watch",
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    "conditional_probe_symbol_whitelist": [],
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      "score": 0.0,
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      "source_confidence": "verified",
      "missing_gate_fields": [],
      "critical_data_missing": false,
      "partial_gate_behavior": "verified_source",
      "confidence_note": "外部数据完整度正常。",
      "source_file": "reports/external_checks/external_tech_shock_20261001.json",
      "source_errors": {},
      "source_ths_errors": {},
      "source_generated_at": "2026-10-01T09:25:21+08:00"
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    "external_tech_shock_level": "LOW",
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    "signal_contract_total": 15,
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        "execution_regime_source": "reports/theme_cleaning/market_trajectory_20261001.json",
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          "action": "候选池或全市场广度缺失；补齐同交易日全市场数据后再判断剪刀差。"
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        "source_file": "reports/external_checks/external_tech_shock_20261001.json",
        "source_errors": {},
        "source_ths_errors": {},
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      "active_quote_total": 5,
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