{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "entry_evidence_enforcement": {
    "version": "entry_evidence_v1",
    "official_precheck": true,
    "broker_actual_price_quantity_recheck": true,
    "sell_path_unchanged": true
  },
  "captured_at": "2026-10-13T15:01:15",
  "trade_date": "20261013",
  "plan_date": "20261012",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "SIMULATION_READY",
  "effective_allow_new_positions": true,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20261013",
    "plan_date": "20261012",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [
      "plan_regime_mismatch_require_execution_reconfirmation",
      "kaipanla_active_sector_requires_intraday_reacceleration"
    ],
    "entry_reconfirmation_required": true,
    "evidence": {
      "path": "inbox/local_public/20261013/evidence/preopen_execution_evidence_20261013.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20261013.json",
      "state": "verified_full_market_breadth_candidate_regime_proxy",
      "current_record_state": "verified_full_market_breadth_candidate_regime_proxy",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "WEAK",
      "regime_scope": "runtime_candidate_confirmation",
      "regime_scope_note": "derived from same-day runtime candidate quotes; only confirms whether Strict Gate may evaluate a probe",
      "whole_market_observed_at": "2026-10-13T14:57:31+08:00",
      "whole_market_source": "tencent_full_a_dated_quotes",
      "preopen_regime_alert_usage": "comparison_with_frozen_plan_not_a_new_whole_market_classification",
      "regime_alignment": {
        "plan_regime": "MIXED",
        "execution_regime": "WEAK",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "mismatch",
        "mismatch": true,
        "regime_delta": 2,
        "transition_direction": "deteriorating",
        "blocking_reasons": [],
        "note": "计划日 regime 仅作盘前假设，执行日观测不一致（市场较计划恶化）；必须以执行日数据重新确认，并继续通过当日 Strict Gate，不能继承计划日的乐观权限。",
        "action": "require_execution_reconfirmation_then_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.4,
        "market_up_ratio": 0.5057,
        "divergence_pct_points": -10.6,
        "source": "tencent_full_a_dated_quotes",
        "market_observed_at": "2026-10-13T14:57:31+08:00",
        "candidate_observed_at": "2026-10-13T14:19:13+08:00",
        "candidate_scope": "runtime_candidate_confirmation",
        "candidate_source": "dated_trajectory_evidence",
        "observation_skew_seconds": 2298.0,
        "time_alignment": "ASYNCHRONOUS",
        "state": "normal",
        "alert_kind": "none",
        "alert": false,
        "selection_review_required": false,
        "recommended_total_position_cap_pct": null,
        "action": "候选池与全市场广度未出现需单独处理的极端剪刀差。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20261013",
        "status": "ALERT",
        "severity": "RED",
        "window": "09:00-09:25",
        "plan_regime": "MIXED",
        "execution_regime": "WEAK",
        "plan_score": null,
        "execution_score": 36.56,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "mismatch",
        "execution_regime_confirmed": true,
        "external_level": "EXTREME",
        "external_source_path": "reports/external_checks/external_tech_shock_20261013.json",
        "triggers": [
          "plan_regime_MIXED_to_execution_WEAK",
          "external_tech_shock_extreme"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20261013.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20261013",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20261012_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "sector_external_validation": {
      "status": "UNAVAILABLE",
      "role": "external_confirmation_only",
      "can_grant_entry_permission": false,
      "missing_or_stale_is_bearish": false,
      "validation_path": "reports/external_checks/kaipanla/kaipanla_sector_second_wave_validation_20261013.json",
      "crosscheck_path": "reports/external_checks/kaipanla/kaipanla_preopen_plan_crosscheck_20261013.json",
      "preopen_overall_state": "ACTIVE_RECONFIRM_REQUIRED",
      "preopen_summary": {
        "active_theme_count": 1,
        "active_confirmed_count": 0,
        "active_reconfirm_count": 0,
        "active_unverified_count": 1,
        "rotation_candidate_count": 0
      },
      "confirmed_sectors": [],
      "watch_sectors": [],
      "rotation_candidates_not_in_plan": [],
      "interval_start": "20260930",
      "interval_end": "20261013",
      "interval_provisional": true,
      "action": "计划板块需要盘中实时强度与资金重新确认，开盘啦不能单源放行。"
    },
    "plan_contract": {
      "path": "reports/trade_plan/20261012_active_plan_v2_for_trading.json",
      "target_trade_date": "20261013",
      "targets_execution_date": true,
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective_reconfirmation_required",
      "entry_reconfirmation_required": true,
      "soft_restrictions": [
        "plan_regime_mismatch_require_execution_reconfirmation",
        "kaipanla_active_sector_requires_intraday_reacceleration"
      ],
      "permission_source": "active_plan_contract",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20261013_conditional_probe_reconfirmation.json",
        "status": "NOT_READY",
        "candidate_symbols": [],
        "valid": false,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "preopen_quote_confirmation_failed:quote_source=public_http_tencent:15/15; quote_feed_stale"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "runtime_plan_refresh": {
    "loaded_at": "2026-10-13T15:01:15.611516+08:00",
    "plan_date": "20261012",
    "execution_date": "20261013",
    "status": "PAPER_READY",
    "plan_digest": "aa55382dce46b1ed6bffc39a9784bd7333ffd8069cc7b26bfdfcbb1e3f27f755",
    "active_symbols": [
      "SHSE.600036",
      "SHSE.601288",
      "SHSE.601939"
    ],
    "candidate_permission": true,
    "grant_validated": false,
    "probe_symbols": [],
    "grant_generated_at": null,
    "error": null,
    "policy": "dated_candidate_grant_only_all_live_market_stock_risk_gates_still_required"
  },
  "summary": {
    "active_contracts": 3,
    "active_plan_contracts": 3,
    "watch_candidate_contracts": 0,
    "watch_only_contracts": 12,
    "actionable": 0,
    "filled_orders": 0,
    "filled_official_orders": 0,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": false,
    "preopen_strong_themes": 0,
    "signal_contracts": 15,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 0,
    "rejected_order_attempts": 0
  },
  "paper_orders": [],
  "intraday_market_gate": {
    "passed": false,
    "reason": "quote_stale,wait_for_intraday_style_confirmation",
    "enabled": true,
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "WAIT_CONFIRM",
      "label": "盘中风格未确认",
      "entry_policy": "wait",
      "official_buy_allowed": false,
      "reason": "wait_for_intraday_style_confirmation",
      "pool_up_ratio": 0.5333,
      "active_up_ratio": 1.0,
      "active_positive": 3,
      "active_positive_min": 1,
      "active_above_vwap": 3,
      "active_total": 3,
      "sample_total": 15,
      "signal_contract_total": 15,
      "active_contract_total": 3,
      "dominant_theme": "银行 / 金融 / 保险重仓",
      "dominant_theme_share": 0.4982,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "official_whitelist_contracts": [],
      "whitelist_contract_required": true,
      "whitelist_integrity": "NOT_EXECUTABLE",
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": null,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "source_sha256": "3353fc3755921dfe43114f7c1874f3f4c1b62e49b7eef25ff3e38fa81a1e66e5",
        "source_file": "reports/external_checks/external_tech_shock_20261013.json",
        "source_generated_at": "2026-10-13T14:57:41+08:00",
        "enabled": true,
        "level": "EXTREME",
        "score": 100.0,
        "raw_score": 100.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 100.0,
        "label": "外部科技冲击极高",
        "entry_policy": "risk_only_for_tech",
        "tech_new_buy_allowed": false,
        "earliest_entry_time": "13:10",
        "position_cap_pct": 35.0,
        "risk_priority_boost": true,
        "reasons": [
          "sox_negative_-2.67%",
          "korea_market_stress_-7.41%",
          "taiwan_tech_negative_-1.95%",
          "asia_tech_circuit_breaker",
          "quant_panic_deep_water_risk"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_errors": {},
        "source_ths_errors": {}
      },
      "active_samples": [
        {
          "symbol": "SHSE.601288",
          "name": "农业银行",
          "theme": "银行 / 金融 / 保险重仓",
          "paper_scope": "active",
          "priority": 1,
          "ret_pct": 0.8344923504867818,
          "last": 7.25,
          "vwap": 7.2315940355249975,
          "above_vwap": true,
          "amount": 2398263428.0,
          "plan_id": "20261012:SHSE.601288:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "1990d54ff2b407da5500308d6e9fb3bea1a13ae36e7f18d4955af86a1b742ab9",
          "whitelist_binding": {
            "symbol": "SHSE.601288",
            "plan_id": "20261012:SHSE.601288:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "1990d54ff2b407da5500308d6e9fb3bea1a13ae36e7f18d4955af86a1b742ab9",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.601939",
          "name": "建设银行",
          "theme": "银行 / 金融 / 保险重仓",
          "paper_scope": "active",
          "priority": 2,
          "ret_pct": 0.5305039787798282,
          "last": 11.37,
          "vwap": 11.359410422782613,
          "above_vwap": true,
          "amount": 1314070229.0,
          "plan_id": "20261012:SHSE.601939:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "36f7e399909c856000779e96e2930261bf696f6e7b04bfa13d1f2e9e6ad5bf43",
          "whitelist_binding": {
            "symbol": "SHSE.601939",
            "plan_id": "20261012:SHSE.601939:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "36f7e399909c856000779e96e2930261bf696f6e7b04bfa13d1f2e9e6ad5bf43",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600036",
          "name": "招商银行",
          "theme": "银行 / 金融 / 保险重仓",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": 0.093545369504211,
          "last": 42.8,
          "vwap": 42.732404896419474,
          "above_vwap": true,
          "amount": 3393863149.0,
          "plan_id": "20261012:SHSE.600036:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "dad468442d9cae09260a193ef742245b665491496440f09b13531d39e1204997",
          "whitelist_binding": {
            "symbol": "SHSE.600036",
            "plan_id": "20261012:SHSE.600036:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "dad468442d9cae09260a193ef742245b665491496440f09b13531d39e1204997",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        }
      ],
      "sample_rows": [
        {
          "symbol": "SHSE.600831",
          "name": "广电网络",
          "theme": "文化传媒 / 传媒娱乐",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 9.97442455242965,
          "last": 4.3,
          "vwap": 4.176474115132413,
          "above_vwap": true,
          "amount": 322793002.0,
          "plan_id": "20261012:SHSE.600831:LIMIT_ANCHOR_NO_CHASE",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "a0de492e6e97fce250b5815060aac447cb7a7b52fe692980396e6ae16ba14215",
          "whitelist_binding": {
            "symbol": "SHSE.600831",
            "plan_id": "20261012:SHSE.600831:LIMIT_ANCHOR_NO_CHASE",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "a0de492e6e97fce250b5815060aac447cb7a7b52fe692980396e6ae16ba14215",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600177",
          "name": "雅戈尔",
          "theme": "金融 / 保险重仓",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 1.3002364066193817,
          "last": 8.57,
          "vwap": 8.555826886621583,
          "above_vwap": true,
          "amount": 384987398.0,
          "plan_id": "20261012:SHSE.600177:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "7dcf8b74d5d01284eac69a37eff31cf03ba85fe272788cf195ce410962dfe1c0",
          "whitelist_binding": {
            "symbol": "SHSE.600177",
            "plan_id": "20261012:SHSE.600177:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "7dcf8b74d5d01284eac69a37eff31cf03ba85fe272788cf195ce410962dfe1c0",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.601288",
          "name": "农业银行",
          "theme": "银行 / 金融 / 保险重仓",
          "paper_scope": "active",
          "priority": 1,
          "ret_pct": 0.8344923504867818,
          "last": 7.25,
          "vwap": 7.2315940355249975,
          "above_vwap": true,
          "amount": 2398263428.0,
          "plan_id": "20261012:SHSE.601288:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "1990d54ff2b407da5500308d6e9fb3bea1a13ae36e7f18d4955af86a1b742ab9",
          "whitelist_binding": {
            "symbol": "SHSE.601288",
            "plan_id": "20261012:SHSE.601288:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "1990d54ff2b407da5500308d6e9fb3bea1a13ae36e7f18d4955af86a1b742ab9",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.601398",
          "name": "工商银行",
          "theme": "银行 / 金融 / 保险重仓",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.5924170616113722,
          "last": 8.49,
          "vwap": 8.471327463076026,
          "above_vwap": true,
          "amount": 2861461086.0,
          "plan_id": "20261012:SHSE.601398:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "51c54ec44334ce2ec55730271ce087f6d4930b6db674ac3adb4bdf557ccd2709",
          "whitelist_binding": {
            "symbol": "SHSE.601398",
            "plan_id": "20261012:SHSE.601398:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "51c54ec44334ce2ec55730271ce087f6d4930b6db674ac3adb4bdf557ccd2709",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.600271",
          "name": "航天信息",
          "theme": "金融 / 保险重仓",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 0.5908419497784312,
          "last": 6.81,
          "vwap": 6.748920101561234,
          "above_vwap": true,
          "amount": 62464630.0,
          "plan_id": "20261012:SHSE.600271:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "76484b093a48478c27cf800050cada89b5069437b0d83a37bdce15ec796b4735",
          "whitelist_binding": {
            "symbol": "SHSE.600271",
            "plan_id": "20261012:SHSE.600271:VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "76484b093a48478c27cf800050cada89b5069437b0d83a37bdce15ec796b4735",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.601939",
          "name": "建设银行",
          "theme": "银行 / 金融 / 保险重仓",
          "paper_scope": "active",
          "priority": 2,
          "ret_pct": 0.5305039787798282,
          "last": 11.37,
          "vwap": 11.359410422782613,
          "above_vwap": true,
          "amount": 1314070229.0,
          "plan_id": "20261012:SHSE.601939:SECOND_WAVE_BREAK_VWAP",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "36f7e399909c856000779e96e2930261bf696f6e7b04bfa13d1f2e9e6ad5bf43",
          "whitelist_binding": {
            "symbol": "SHSE.601939",
            "plan_id": "20261012:SHSE.601939:SECOND_WAVE_BREAK_VWAP",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "36f7e399909c856000779e96e2930261bf696f6e7b04bfa13d1f2e9e6ad5bf43",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SZSE.300006",
          "name": "莱美药业",
          "theme": "超级细菌",
          "paper_scope": "conditional_watch",
          "priority": 999,
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        {
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    "external_tech_shock_level": "EXTREME",
    "external_tech_entry_policy": "risk_only_for_tech",
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          {
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      "official_whitelist_contracts": [],
      "whitelist_contract_required": true,
      "whitelist_integrity": "NOT_EXECUTABLE",
      "structural_symbol_whitelist": [],
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          "asia_tech_circuit_breaker",
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        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_errors": {},
        "source_ths_errors": {}
      },
      "external_tech_shock_level": "EXTREME",
      "external_tech_entry_policy": "risk_only_for_tech",
      "signal_contract_total": 15,
      "signal_quotes_available": true,
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      "active_quote_total": 3,
      "active_candidates_available": true,
      "active_quotes_available": true,
      "active_quote_coverage": 1.0,
      "quote_diagnostic": "行情覆盖完整"
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      "signal_contract_total": 15,
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      "dominant_theme_share": 0.4982,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [],
      "official_whitelist_contracts": [],
      "whitelist_contract_required": true,
      "whitelist_integrity": "NOT_EXECUTABLE",
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [],
      "clustered_core_priority_ceiling": 8,
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      "external_tech_shock_gate": {
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        "source_file": "reports/external_checks/external_tech_shock_20261013.json",
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          "taiwan_tech_negative_-1.95%",
          "asia_tech_circuit_breaker",
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        "source_status": "ok",
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        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_errors": {},
        "source_ths_errors": {}
      },
      "active_samples": [
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