{ "schema_version": "local_paper_execution_decision_trace_v1", "entry_evidence_enforcement": { "version": "entry_evidence_v1", "official_precheck": true, "broker_actual_price_quantity_recheck": true, "sell_path_unchanged": true }, "captured_at": "2026-10-14T14:57:30", "trade_date": "20261014", "plan_date": "20261013", "runtime_status": "PAPER_RUNNING", "configured_trade_mode": "SIMULATION_READY", "configured_allow_new_positions": true, "effective_trade_mode": "SIMULATION_READY", "effective_allow_new_positions": true, "trade_mode": "SIMULATION_READY", "allow_new_positions": true, "execution_health": { "schema_version": "execution_data_health_v1", "trade_date": "20261014", "plan_date": "20261013", "status": "READY", "hard_block_new_entries": false, "effective_allow_new_positions": true, "effective_trade_mode": "SIMULATION_READY", "block_reason": "", "blockers": [], "soft_restrictions": [ "plan_regime_mismatch_require_execution_reconfirmation" ], "entry_reconfirmation_required": true, "evidence": { "path": "inbox/local_public/20261014/evidence/preopen_execution_evidence_20261014.json", "state": "verified_preopen_runtime" }, "trajectory": { "path": "reports/theme_cleaning/market_trajectory_20261014.json", "state": "verified_full_market_breadth_candidate_regime_proxy", "current_record_state": "verified_full_market_breadth_candidate_regime_proxy", "window_state": "derived_price_sector", "historical_window_has_gaps": false, "regime": "COLD", "regime_scope": "runtime_candidate_confirmation", "regime_scope_note": "derived from same-day runtime candidate quotes; only confirms whether Strict Gate may evaluate a probe", "whole_market_observed_at": "2026-10-14T14:54:29+08:00", "whole_market_source": "tencent_full_a_dated_quotes", "preopen_regime_alert_usage": "comparison_with_frozen_plan_not_a_new_whole_market_classification", "regime_alignment": { "plan_regime": "WARM", "execution_regime": "COLD", "plan_regime_known": true, "execution_regime_confirmed": true, "comparison_state": "mismatch", "mismatch": true, "regime_delta": 2, "transition_direction": "deteriorating", "blocking_reasons": [], "note": "计划日 regime 仅作盘前假设，执行日观测不一致（市场较计划恶化）；必须以执行日数据重新确认，并继续通过当日 Strict Gate，不能继承计划日的乐观权限。", "action": "require_execution_reconfirmation_then_strict_gate" }, "candidate_pool_breadth_alert": { "candidate_pool_up_ratio": 0.3333, "market_up_ratio": 0.1668, "divergence_pct_points": 16.6, "source": "tencent_full_a_dated_quotes", "market_observed_at": "2026-10-14T14:54:29+08:00", "candidate_observed_at": "2026-10-14T14:57:30+08:00", "candidate_scope": "runtime_candidate_confirmation", "candidate_source": "dated_trajectory_evidence", "observation_skew_seconds": 181.0, "time_alignment": "ASYNCHRONOUS", "state": "normal", "alert_kind": "none", "alert": false, "selection_review_required": false, "recommended_total_position_cap_pct": null, "action": "候选池与全市场广度未出现需单独处理的极端剪刀差。" }, "preopen_regime_alert": { "schema_version": "preopen_regime_transition_alert_v1", "trade_date": "20261014", "status": "ALERT", "severity": "AMBER", "window": "09:00-09:25", "plan_regime": "WARM", "execution_regime": "COLD", "plan_score": null, "execution_score": 25.07, "score_delta": null, "mismatch": true, "comparison_state": "mismatch", "execution_regime_confirmed": true, "external_level": "LOW", "external_source_path": "reports/external_checks/external_tech_shock_20261014.json", "triggers": [ "plan_regime_WARM_to_execution_COLD" ], "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。", "no_silent_reopen": true } }, "risk_flags": { "path": "config/local_risk_flags_20261014.json", "coverage_audit_path": null, "state": "current", "latest_available_date": "20261014", "coverage_gap_days": 0, "max_allowed_gap_days": 5, "coverage_complete": true, "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。" }, "daily_report": { "path": "reports/theme_cleaning/browser_dump_20261013_dashboard.cleaned.json", "fallback_to_plan_date": true }, "sector_external_validation": { "status": "READY", "content_dates_match": true, "role": "external_confirmation_only", "can_grant_entry_permission": false, "missing_or_stale_is_bearish": false, "validation_path": "reports/external_checks/kaipanla/kaipanla_sector_second_wave_validation_20261014.json", "crosscheck_path": "reports/external_checks/kaipanla/kaipanla_preopen_plan_crosscheck_20261014.json", "preopen_overall_state": "NO_ACTIVE_PLAN_RESEARCH_ONLY", "preopen_summary": { "active_theme_count": 0, "active_confirmed_count": 0, "active_reconfirm_count": 0, "active_unverified_count": 0, "rotation_candidate_count": 2 }, "confirmed_sectors": [ "文化传媒", "AI应用" ], "watch_sectors": [], "rotation_candidates_not_in_plan": [ { "sector_name": "文化传媒", "sector_code": "801031", "validation_state": "CONFIRMED", "score": 86, "current_rank": 5, "interval_rank": 2, "intraday_rhythm": "SINGLE_SNAPSHOT", "lifecycle_stage": "ACCELERATION", "lifecycle_stage_label": "加速", "lifecycle_cycle_day": 1, "lifecycle_entry_window": true, "reason": "kaipanla_leader_not_represented_in_plan_research_only" }, { "sector_name": "AI应用", "sector_code": "803023", "validation_state": "CONFIRMED", "score": 85, "current_rank": 1, "interval_rank": 1, "intraday_rhythm": "SINGLE_SNAPSHOT", "lifecycle_stage": "ACCELERATION", "lifecycle_stage_label": "加速", "lifecycle_cycle_day": 1, "lifecycle_entry_window": true, "reason": "kaipanla_leader_not_represented_in_plan_research_only" } ], "interval_start": "20261008", "interval_end": "20261014", "interval_provisional": true, "action": "外部板块结构已核对，继续执行主数据合同与盘中 Strict Gate。" }, "plan_contract": { "path": "reports/trade_plan/20261013_active_plan_v2_for_trading.json", "target_trade_date": "20261014", "targets_execution_date": true, "requested_allow_new_positions": true, "requested_trade_mode": "SIMULATION_READY", "effective_allow_new_positions": true, "effective_trade_mode": "SIMULATION_READY", "reconciliation_status": "effective_reconfirmation_required", "entry_reconfirmation_required": true, "soft_restrictions": [ "plan_regime_mismatch_require_execution_reconfirmation" ], "permission_source": "conditional_probe_reconfirmation", "conditional_probe_reconfirmation": { "path": "reports/trading/20261014_conditional_probe_reconfirmation.json", "status": "READY", "candidate_symbols": [ "SZSE.300964", "SZSE.300067", "SHSE.605189" ], "valid": true, "max_official_buys": 1, "max_initial_position_pct": 4.0, "reason": "same_day_quotes_and_risk_coverage_ready; candidates still require one-probe Strict Gate confirmation" } }, "position_management_policy": "risk_sell_and_position_management_remain_enabled" }, "runtime_plan_refresh": { "loaded_at": "2026-10-14T14:57:30.246287+08:00", "plan_date": "20261013", "execution_date": "20261014", "status": "PROBE_READY", "plan_digest": "e6aee130257f97f5e12b2130a2ccc4b9a9aa95c44220f3d9f7bb04a36dee6bcf", "active_symbols": [ "SZSE.300964", "SZSE.300067", "SHSE.605189" ], "candidate_permission": true, "grant_validated": true, "probe_symbols": [ 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