{
  "schema_version": "local_paper_execution_decision_trace_v1",
  "entry_evidence_enforcement": {
    "version": "entry_evidence_v1",
    "official_precheck": true,
    "broker_actual_price_quantity_recheck": true,
    "sell_path_unchanged": true
  },
  "captured_at": "2026-10-16T15:00:50",
  "trade_date": "20261016",
  "plan_date": "20261015",
  "runtime_status": "PAPER_RUNNING",
  "configured_trade_mode": "SIMULATION_READY",
  "configured_allow_new_positions": true,
  "effective_trade_mode": "SIMULATION_READY",
  "effective_allow_new_positions": true,
  "trade_mode": "SIMULATION_READY",
  "allow_new_positions": true,
  "execution_health": {
    "schema_version": "execution_data_health_v1",
    "trade_date": "20261016",
    "plan_date": "20261015",
    "status": "READY",
    "hard_block_new_entries": false,
    "effective_allow_new_positions": true,
    "effective_trade_mode": "SIMULATION_READY",
    "block_reason": "",
    "blockers": [],
    "soft_restrictions": [
      "plan_regime_mismatch_require_execution_reconfirmation"
    ],
    "entry_reconfirmation_required": true,
    "evidence": {
      "path": "inbox/local_public/20261016/evidence/preopen_execution_evidence_20261016.json",
      "state": "verified_preopen_runtime"
    },
    "trajectory": {
      "path": "reports/theme_cleaning/market_trajectory_20261016.json",
      "state": "verified_full_market_breadth_candidate_regime_proxy",
      "current_record_state": "verified_full_market_breadth_candidate_regime_proxy",
      "window_state": "derived_price_sector",
      "historical_window_has_gaps": false,
      "regime": "MIXED",
      "regime_scope": "runtime_candidate_confirmation",
      "regime_scope_note": "derived from same-day runtime candidate quotes; only confirms whether Strict Gate may evaluate a probe",
      "whole_market_observed_at": "2026-10-16T14:58:28+08:00",
      "whole_market_source": "tencent_full_a_dated_quotes",
      "preopen_regime_alert_usage": "comparison_with_frozen_plan_not_a_new_whole_market_classification",
      "regime_alignment": {
        "plan_regime": "COLD",
        "execution_regime": "MIXED",
        "plan_regime_known": true,
        "execution_regime_confirmed": true,
        "comparison_state": "mismatch",
        "mismatch": true,
        "regime_delta": 1,
        "transition_direction": "improving",
        "blocking_reasons": [],
        "note": "计划日 regime 仅作盘前假设，执行日观测不一致（市场较计划改善）；先完成盘前复核，再按当日 Strict Gate 决定是否入场，不因改善自动放行。",
        "action": "require_preopen_reconfirmation_then_strict_gate"
      },
      "candidate_pool_breadth_alert": {
        "candidate_pool_up_ratio": 0.55,
        "market_up_ratio": 0.5467,
        "divergence_pct_points": 0.3,
        "source": "tencent_full_a_dated_quotes",
        "market_observed_at": "2026-10-16T14:58:28+08:00",
        "candidate_observed_at": "2026-10-16T15:00:50+08:00",
        "market_time_basis": "publication_unverified",
        "candidate_time_basis": "publication_unverified",
        "comparison_valid": false,
        "comparison_scope": "source_clock_alignment_only_not_quote_freshness_or_entry_permission",
        "requested_trade_date": null,
        "decision_at": null,
        "diagnostic_state": "normal",
        "candidate_scope": "runtime_candidate_confirmation",
        "candidate_source": "dated_trajectory_evidence",
        "observation_skew_seconds": 142.0,
        "time_alignment": "ASYNCHRONOUS",
        "state": "unavailable",
        "alert_kind": "time_unverified",
        "alert": false,
        "selection_review_required": false,
        "recommended_total_position_cap_pct": null,
        "action": "广度比较时点不可验证或不同步；保留已有风险收紧，补齐同交易日来源事件时间后再判断。"
      },
      "preopen_regime_alert": {
        "schema_version": "preopen_regime_transition_alert_v1",
        "trade_date": "20261016",
        "status": "ALERT",
        "severity": "AMBER",
        "window": "09:00-09:25",
        "plan_regime": "COLD",
        "execution_regime": "MIXED",
        "plan_score": null,
        "execution_score": 57.05,
        "score_delta": null,
        "mismatch": true,
        "comparison_state": "mismatch",
        "execution_regime_confirmed": true,
        "external_level": "LOW",
        "external_source_path": "reports/external_checks/external_tech_shock_20261016.json",
        "triggers": [
          "plan_regime_COLD_to_execution_MIXED"
        ],
        "action": "09:00-09:25 重新确认执行日 regime、外部科技冲击和板块承接；确认前只允许观察/持仓风控。",
        "no_silent_reopen": true
      }
    },
    "risk_flags": {
      "path": "config/local_risk_flags_20261016.json",
      "coverage_audit_path": null,
      "state": "current",
      "latest_available_date": "20261016",
      "coverage_gap_days": 0,
      "max_allowed_gap_days": 5,
      "coverage_complete": true,
      "recovery_action": "当日风险旗标已覆盖，继续执行个股级风险过滤。"
    },
    "daily_report": {
      "path": "reports/theme_cleaning/browser_dump_20261015_dashboard.cleaned.json",
      "fallback_to_plan_date": true
    },
    "sector_external_validation": {
      "status": "READY",
      "content_dates_match": true,
      "role": "external_confirmation_only",
      "can_grant_entry_permission": false,
      "missing_or_stale_is_bearish": false,
      "validation_path": "reports/external_checks/kaipanla/kaipanla_sector_second_wave_validation_20261016.json",
      "crosscheck_path": "reports/external_checks/kaipanla/kaipanla_preopen_plan_crosscheck_20261016.json",
      "preopen_overall_state": "NO_ACTIVE_PLAN_RESEARCH_ONLY",
      "preopen_summary": {
        "active_theme_count": 0,
        "active_confirmed_count": 0,
        "active_reconfirm_count": 0,
        "active_unverified_count": 0,
        "rotation_candidate_count": 1
      },
      "confirmed_sectors": [],
      "watch_sectors": [
        "AI应用",
        "军工"
      ],
      "rotation_candidates_not_in_plan": [
        {
          "sector_name": "军工",
          "sector_code": "801062",
          "validation_state": "WATCH",
          "score": 50,
          "current_rank": 3,
          "interval_rank": 8,
          "intraday_rhythm": "ACCELERATING",
          "lifecycle_stage": "STARTUP",
          "lifecycle_stage_label": "启动",
          "lifecycle_cycle_day": 1,
          "lifecycle_entry_window": true,
          "reason": "kaipanla_leader_not_represented_in_plan_research_only"
        }
      ],
      "interval_start": "20261012",
      "interval_end": "20261016",
      "interval_provisional": true,
      "action": "外部板块结构已核对，继续执行主数据合同与盘中 Strict Gate。"
    },
    "plan_contract": {
      "path": "reports/trade_plan/20261015_active_plan_v2_for_trading.json",
      "target_trade_date": "20261016",
      "targets_execution_date": true,
      "requested_allow_new_positions": true,
      "requested_trade_mode": "SIMULATION_READY",
      "effective_allow_new_positions": true,
      "effective_trade_mode": "SIMULATION_READY",
      "reconciliation_status": "effective_reconfirmation_required",
      "entry_reconfirmation_required": true,
      "soft_restrictions": [
        "plan_regime_mismatch_require_execution_reconfirmation"
      ],
      "permission_source": "conditional_probe_reconfirmation",
      "conditional_probe_reconfirmation": {
        "path": "reports/trading/20261016_conditional_probe_reconfirmation.json",
        "status": "READY",
        "candidate_symbols": [
          "SHSE.601456",
          "SHSE.688363",
          "SHSE.601995"
        ],
        "valid": true,
        "max_official_buys": 1,
        "max_initial_position_pct": 4.0,
        "reason": "same_day_quotes_and_risk_coverage_ready; candidates still require one-probe Strict Gate confirmation"
      }
    },
    "position_management_policy": "risk_sell_and_position_management_remain_enabled"
  },
  "runtime_plan_refresh": {
    "loaded_at": "2026-10-16T15:00:50.969767+08:00",
    "plan_date": "20261015",
    "execution_date": "20261016",
    "status": "PROBE_READY",
    "plan_digest": "d0e5d978f30c73079ddd93fe41a7fd5ca35b9454db9a96c97562ae842d4ad091",
    "active_symbols": [
      "SHSE.601995",
      "SHSE.601456",
      "SHSE.688363"
    ],
    "candidate_permission": true,
    "grant_validated": true,
    "probe_symbols": [
      "SHSE.601995",
      "SHSE.601456",
      "SHSE.688363"
    ],
    "grant_generated_at": "2026-10-16T15:00:49+08:00",
    "error": null,
    "policy": "dated_candidate_grant_only_all_live_market_stock_risk_gates_still_required"
  },
  "summary": {
    "active_contracts": 3,
    "active_plan_contracts": 3,
    "watch_candidate_contracts": 0,
    "watch_only_contracts": 17,
    "actionable": 0,
    "filled_orders": 0,
    "filled_official_orders": 0,
    "position_add_signals": 0,
    "position_add_filled": 0,
    "filled_watch_orders": 0,
    "filled_shadow_orders": 0,
    "shadow_filled_orders": 0,
    "rejected_orders": 0,
    "unfilled_orders": 0,
    "risk_exit_signals": 0,
    "risk_exit_orders": 0,
    "risk_exit_filled": 0,
    "risk_exit_blocked_t1": 0,
    "qfq_position_adjustments": 0,
    "preopen_sector_flow_passed": true,
    "preopen_strong_themes": 0,
    "signal_contracts": 20,
    "official_buy_filled": 0,
    "shadow_buy_filled": 0,
    "watch_triggered": 0,
    "rejected_order_attempts": 0
  },
  "paper_orders": [],
  "intraday_market_gate": {
    "passed": false,
    "reason": "after_14:30_no_new_upgrade",
    "enabled": true,
    "pool_up_ratio": 0.55,
    "pool_up_ratio_min": 0.55,
    "active_up_ratio": 0.6667,
    "active_up_ratio_min": 0.5,
    "active_positive": 2,
    "active_positive_min": 1,
    "active_above_vwap": 1,
    "active_total": 3,
    "sample_total": 20,
    "active_samples": [
      {
        "symbol": "SHSE.688363",
        "name": "华熙生物",
        "theme": "毛发医疗 / 医药消费链 / 医疗美容",
        "paper_scope": "active",
        "priority": 2,
        "ret_pct": 0.9009009009009139,
        "last": 33.6,
        "vwap": 33.79816431979134,
        "above_vwap": false,
        "amount": 81895656.0,
        "plan_id": "20261015:SHSE.688363:CONDITIONAL_PROBE_VWAP_RECLAIM",
        "contract_version": "runtime_whitelist_contract_v1",
        "evidence_hash": "7d9aeee39d1ca827ef100b1861bef55fd8aa8ba0e8ab52ce677c75a5c1585655",
        "whitelist_binding": {
          "symbol": "SHSE.688363",
          "plan_id": "20261015:SHSE.688363:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "7d9aeee39d1ca827ef100b1861bef55fd8aa8ba0e8ab52ce677c75a5c1585655",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        "lifecycle_stage": null,
        "mainline_label": null
      },
      {
        "symbol": "SHSE.601995",
        "name": "中金公司",
        "theme": "金融 / 证券",
        "paper_scope": "active",
        "priority": 0,
        "ret_pct": 0.5325814536340845,
        "last": 32.09,
        "vwap": 31.82640418606114,
        "above_vwap": true,
        "amount": 809561878.0,
        "plan_id": "20261015:SHSE.601995:CONDITIONAL_PROBE_VWAP_RECLAIM",
        "contract_version": "runtime_whitelist_contract_v1",
        "evidence_hash": "85eee5fc5e357e62e117157780dc02bbcabc1874887324b2c101e6dff137ad62",
        "whitelist_binding": {
          "symbol": "SHSE.601995",
          "plan_id": "20261015:SHSE.601995:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "85eee5fc5e357e62e117157780dc02bbcabc1874887324b2c101e6dff137ad62",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        "lifecycle_stage": null,
        "mainline_label": null
      },
      {
        "symbol": "SHSE.601456",
        "name": "国联民生",
        "theme": "金融 / 证券",
        "paper_scope": "active",
        "priority": 1,
        "ret_pct": -0.7017543859649145,
        "last": 8.49,
        "vwap": 8.503968171889197,
        "above_vwap": false,
        "amount": 175967511.0,
        "plan_id": "20261015:SHSE.601456:CONDITIONAL_PROBE_VWAP_RECLAIM",
        "contract_version": "runtime_whitelist_contract_v1",
        "evidence_hash": "7e7ec51404efa8912cbd6d0cc6f0f26c005cf5da1f5d758173c9381cb4bc65e4",
        "whitelist_binding": {
          "symbol": "SHSE.601456",
          "plan_id": "20261015:SHSE.601456:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "7e7ec51404efa8912cbd6d0cc6f0f26c005cf5da1f5d758173c9381cb4bc65e4",
          "lifecycle_stage": null,
          "mainline_label": null
        },
        "lifecycle_stage": null,
        "mainline_label": null
      }
    ],
    "intraday_style_gate": {
      "enabled": true,
      "style_code": "CONDITIONAL_PROBE_CONFIRM",
      "label": "条件候选盘中确认：仅一笔小仓 Strict Gate",
      "entry_policy": "one_probe_strict_gate",
      "official_buy_allowed": true,
      "reason": "conditional_probe_theme_and_vwap_confirmed",
      "pool_up_ratio": 0.55,
      "active_up_ratio": 0.6667,
      "active_positive": 2,
      "active_positive_min": 1,
      "active_above_vwap": 1,
      "active_total": 3,
      "sample_total": 20,
      "signal_contract_total": 20,
      "active_contract_total": 3,
      "dominant_theme": "消费零售 / 白酒",
      "dominant_theme_share": 0.5301,
      "dominant_theme_basis": "amount",
      "official_symbol_whitelist": [
        "SHSE.601995"
      ],
      "official_whitelist_contracts": [
        {
          "symbol": "SHSE.601995",
          "plan_id": "20261015:SHSE.601995:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "85eee5fc5e357e62e117157780dc02bbcabc1874887324b2c101e6dff137ad62",
          "lifecycle_stage": null,
          "mainline_label": null
        }
      ],
      "whitelist_contract_required": true,
      "whitelist_integrity": "PASS",
      "structural_hot_themes": [],
      "structural_symbol_whitelist": [],
      "conditional_probe_symbol_whitelist": [
        "SHSE.601995"
      ],
      "clustered_core_priority_ceiling": 8,
      "position_cap_pct": 25.0,
      "external_tech_shock_gate": {
        "schema_version": "external_tech_shock_gate_v1",
        "source_sha256": "7a28d0c03177063285758aff483a3ba988c5ec9e83899570ff1027eeece84673",
        "source_file": "reports/external_checks/external_tech_shock_20261016.json",
        "source_generated_at": "2026-10-16T14:58:38+08:00",
        "enabled": true,
        "level": "LOW",
        "score": 0.0,
        "raw_score": 0.0,
        "confidence_penalty": 0.0,
        "confidence_adjusted_score": 0.0,
        "label": "外部科技冲击低",
        "entry_policy": "normal",
        "tech_new_buy_allowed": true,
        "earliest_entry_time": "09:35",
        "position_cap_pct": null,
        "risk_priority_boost": false,
        "reasons": [
          "no_external_tech_shock_evidence_default_pass"
        ],
        "source_status": "ok",
        "source_quality": "verified_live",
        "source_confidence": "verified",
        "missing_gate_fields": [],
        "critical_data_missing": false,
        "partial_gate_behavior": "verified_source",
        "confidence_note": "外部数据完整度正常。",
        "source_errors": {},
        "source_ths_errors": {}
      },
      "active_samples": [
        {
          "symbol": "SHSE.688363",
          "name": "华熙生物",
          "theme": "毛发医疗 / 医药消费链 / 医疗美容",
          "paper_scope": "active",
          "priority": 2,
          "ret_pct": 0.9009009009009139,
          "last": 33.6,
          "vwap": 33.79816431979134,
          "above_vwap": false,
          "amount": 81895656.0,
          "plan_id": "20261015:SHSE.688363:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "7d9aeee39d1ca827ef100b1861bef55fd8aa8ba0e8ab52ce677c75a5c1585655",
          "whitelist_binding": {
            "symbol": "SHSE.688363",
            "plan_id": "20261015:SHSE.688363:CONDITIONAL_PROBE_VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "7d9aeee39d1ca827ef100b1861bef55fd8aa8ba0e8ab52ce677c75a5c1585655",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.601995",
          "name": "中金公司",
          "theme": "金融 / 证券",
          "paper_scope": "active",
          "priority": 0,
          "ret_pct": 0.5325814536340845,
          "last": 32.09,
          "vwap": 31.82640418606114,
          "above_vwap": true,
          "amount": 809561878.0,
          "plan_id": "20261015:SHSE.601995:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "85eee5fc5e357e62e117157780dc02bbcabc1874887324b2c101e6dff137ad62",
          "whitelist_binding": {
            "symbol": "SHSE.601995",
            "plan_id": "20261015:SHSE.601995:CONDITIONAL_PROBE_VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "85eee5fc5e357e62e117157780dc02bbcabc1874887324b2c101e6dff137ad62",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.601456",
          "name": "国联民生",
          "theme": "金融 / 证券",
          "paper_scope": "active",
          "priority": 1,
          "ret_pct": -0.7017543859649145,
          "last": 8.49,
          "vwap": 8.503968171889197,
          "above_vwap": false,
          "amount": 175967511.0,
          "plan_id": "20261015:SHSE.601456:CONDITIONAL_PROBE_VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "7e7ec51404efa8912cbd6d0cc6f0f26c005cf5da1f5d758173c9381cb4bc65e4",
          "whitelist_binding": {
            "symbol": "SHSE.601456",
            "plan_id": "20261015:SHSE.601456:CONDITIONAL_PROBE_VWAP_RECLAIM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "7e7ec51404efa8912cbd6d0cc6f0f26c005cf5da1f5d758173c9381cb4bc65e4",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        }
      ],
      "sample_rows": [
        {
          "symbol": "SHSE.600199",
          "name": "金种子酒",
          "theme": "消费零售 / 白酒",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 4.7741935483870845,
          "last": 8.12,
          "vwap": 7.878555280484938,
          "above_vwap": true,
          "amount": 723686271.0,
          "plan_id": "20261015:SHSE.600199:STRONG_WATCH_CONFIRM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "875d862ed6ebd73f9c1eb698fba3dd0c8af8fb7784dfb28a774a2354260604dd",
          "whitelist_binding": {
            "symbol": "SHSE.600199",
            "plan_id": "20261015:SHSE.600199:STRONG_WATCH_CONFIRM",
            "contract_version": "runtime_whitelist_contract_v1",
            "evidence_hash": "875d862ed6ebd73f9c1eb698fba3dd0c8af8fb7784dfb28a774a2354260604dd",
            "lifecycle_stage": null,
            "mainline_label": null
          },
          "lifecycle_stage": null,
          "mainline_label": null
        },
        {
          "symbol": "SHSE.603198",
          "name": "迎驾贡酒",
          "theme": "消费零售 / 白酒",
          "paper_scope": "conditional_watch",
          "priority": 999,
          "ret_pct": 3.626943005181338,
          "last": 40.0,
          "vwap": 39.55849715004812,
          "above_vwap": true,
          "amount": 267197869.0,
          "plan_id": "20261015:SHSE.603198:VWAP_RECLAIM",
          "contract_version": "runtime_whitelist_contract_v1",
          "evidence_hash": "1a2d59d26e6790699c8d9a4ecbae1e234f6495e3d6c285588466913ab9622a96",
          "whitelist_binding": {
            "symbol": "SHSE.603198",
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      "execution_regime_source": "reports/theme_cleaning/market_trajectory_20261016.json",
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      "candidate_pool_breadth_alert": {
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    "external_tech_shock_level": "LOW",
    "external_tech_entry_policy": "normal",
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    "active_quote_total": 3,
    "active_candidates_available": true,
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    "quote_diagnostic": "行情覆盖完整",
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      "execution_regime_source": "reports/theme_cleaning/market_trajectory_20261016.json",
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