{
  "schema_version": "local_paper_hermes_review_v1",
  "available": true,
  "structured_output": true,
  "source": "deepseek_via_hermes_cli",
  "model": "deepseek-v4-pro",
  "plan_date": "20260728",
  "trade_date": "20260729",
  "reason": "",
  "conclusion": "符合体系：单笔白酒核心正式买入执行合理，其余4个active被正确拦截，条件池无越权升级。gate_funnel 5 blocked/0 passed与1 filled存在口径矛盾需审计。",
  "fact_check": {
    "real_fills": [
      "泸州老窖正式买入700股@87.71(09:31:20)，触发价87.05，成交价在触发价与VWAP(88.38)之间，执行价合理；rule_id=trigger_touched。",
      "无影子买入、无风控卖出，realized_pnl=0，position_flow_sanity确认无超卖。"
    ],
    "existing_positions": [
      "仅泸州老窖700股，市值61,712元占总值5.9%，未触及单票20%/总仓35%上限。"
    ],
    "market_gate": {
      "status": "gate_funnel首因5/5被market_gate阻断、0 passed，但泸州老窖通过trigger_touched直接成交(minute_energy=null)，sim_reason=already_filled_position_tracking；影子覆盖38/39，1个信号未分类。"
    },
    "external_tech_shock": {
      "source_level": "MEDIUM",
      "source_score": 40.0,
      "runtime_level": "MEDIUM",
      "runtime_score": 40.0,
      "source_trade_date": "20260729",
      "guardrail": "positive_or_low_external_source_cannot_be_described_as_extreme"
    }
  },
  "good_lessons": [
    "条件池34只无一升级，intended_but_blocked 8只全被framework_pool_gate拦截，池纪律执行严格。",
    "外部冲击从计划日EXTREME(100)降至执行日MEDIUM(40)，系统正确使用runtime_final_gate，非科技白酒未受10:00延迟限制。"
  ],
  "mistake_lessons": [
    "gate_funnel 0 passed vs 1 filled矛盾：000568的trigger_touched→paper_fill_at_ask1路径未经过正式门控评估，应在gate_funnel标记bypass路径而非单纯计入blocked。"
  ],
  "code_iterations_done": [
    "external_gate_reconciliation已实现observed/verified gate对比，stress_mismatch=false，韩国压力统一为kospi_intraday_low_pct。",
    "本地事实护栏已校验 position_flow_sanity，避免把收盘剩余持仓误读为全天起始持仓。"
  ],
  "pending_rule_change_candidates": [
    "gate_funnel应区分'经正式门控评估被阻断'与'绕过门控直接成交'两种路径，避免0 passed + 1 filled的表面矛盾；建议增加bypass_executed字段。"
  ],
  "next_validation_tasks": [
    "核实000568成交路径：trigger_touched在CLUSTERED_MAINLINE+core_mainline_only策略下是否允许绕过完整门控，若允许则gate_funnel口径需明确排除已成交信号。",
    "确认gate_funnel的5个被评估信号symbol列表，与actual fill做交集审计；追踪1个未分类信号的归属。"
  ],
  "framework_audit": {
    "entry_fit": [
      "白酒为当日集合竞价主导主题，preopen确认core_mainline_only，泸州老窖为5 active唯一触发者，符合主线核心优先；成交价在触发价与VWAP之间，执行质量可接受。"
    ],
    "holding_fit": [
      "单票5.9%在20%上限内，总仓5.9%远低于35%，MIXED regime下轻仓入场符合体系。"
    ],
    "sell_fit": [
      "当日无卖出，不足以判断卖出/风控纪律执行。"
    ],
    "violations_or_warnings": [
      "gate_funnel首因5 blocked/0 passed vs 实际1 filled：formal_new_entry_first_fail显示0 passed，000568 minute_energy=null说明成交未经过正式门控评估，需标注bypass路径。",
      "计划日日报引用EXTREME冲击(100)但执行日实际MEDIUM(40)；系统正确使用runtime_final_gate，日报context_date=20260728作为计划日合同无误，但需防止agent_summary沿用旧标签。"
    ],
    "source": "deepseek_via_hermes_cli"
  },
  "fact_scope_guardrail": {
    "execution_market_facts": {
      "report_date": "20260729",
      "role": "execution_date_post_close_market_facts",
      "count_comparison_allowed": false,
      "pool_up_pct": 30.77,
      "whole_market_rise_pct": null,
      "breadth_divergence_pct_points": null,
      "rise_count": null,
      "fall_count": null,
      "flat_count": null,
      "limit_up_count": null,
      "limit_down_count": null,
      "regime_label": "盘前候选池分化（待复核）",
      "regime_code": "MIXED",
      "regime_score": 29.99,
      "source_contract": "dashboard_text_date_scoped; market facts only; no active_or_conditional_count_comparison",
      "candidate_pool_limit_up_count": 0,
      "candidate_pool_limit_down_count": 0,
      "market_fact_quality": {
        "state": "trajectory_partial_candidate_pool",
        "trajectory_record_available": true,
        "candidate_pool_scope": "runtime_candidate_confirmation",
        "missing_whole_market_fields": [
          "whole_market_rise_pct",
          "rise_count",
          "fall_count",
          "limit_up_count",
          "limit_down_count"
        ],
        "action": "收盘后全市场快照缺失；仅保留候选池与执行日 regime 事实，不得将候选池统计表述为全市场广度。"
      },
      "authority": "authoritative_for_execution_day_market_numbers; do not substitute plan-date breadth values",
      "plan_date_reference": {
        "report_date": "20260728",
        "role": "plan_session_historical_context",
        "count_comparison_allowed": false,
        "pool_up_pct": 89.7,
        "whole_market_rise_pct": 42.9,
        "breadth_divergence_pct_points": 46.9,
        "rise_count": 2373,
        "fall_count": 2671,
        "flat_count": 489,
        "limit_up_count": 67,
        "limit_down_count": 55,
        "regime_label": "分化",
        "regime_code": "MIXED",
        "regime_score": 46.0,
        "source_contract": "dashboard_text_date_scoped; market facts only; no active_or_conditional_count_comparison",
        "candidate_pool_limit_up_count": null,
        "candidate_pool_limit_down_count": null,
        "market_fact_quality": {
          "state": "dashboard_verified",
          "trajectory_record_available": false,
          "candidate_pool_scope": null,
          "missing_whole_market_fields": [],
          "action": "执行日全市场与候选池市场事实均已可审计。"
        }
      }
    },
    "rule": "execution-day market claims must use execution_market_facts; plan-day breadth requires explicit historical label",
    "triggered": false
  }
}